AI assistant
WATSCO INC — Director's Dealing 2011
Apr 5, 2011
30382_dirs_2011-04-05_e986ed5b-4eb2-439f-a0b2-d4a6288b5951.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATSCO INC (WSO; WSOB)
CIK: 0000105016
Period of Report: 2011-04-01
Reporting Person: NAHMAD ALBERT H (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-01 | Class B Common Stock | J | 766886 | — | Disposed | 0 | Indirect |
| 2011-04-01 | Class B Common Stock | J | 314802 | — | Acquired | 320800 | Direct |
| 2011-04-01 | Class B Common Stock | J | 452052 | — | Acquired | 811387 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1176 | Indirect |
| Class B Common Stock | 1637498 | Direct |
| Class B Common Stock | 1330000 | Indirect |
Footnotes
F1: Reflects shares previously owned by Alna Capital Associates, a limited partnership, which was dissolved on April 1, 2011. Such shares were distributed as follows: 314,802 shares to Mr. Nahmad; 452,052 shares to various trusts over which Mr. Nahmad maintains effective control and 32 shares to his children.
F2: Ownership in Watsco, Inc. Profit Sharing Retirement Plan and Trust
F3: Award of stock pursuant to Watsco, Inc. Restricted Stock Agreements, of which 1,415,622 shares are in the name of Albert Henry Captial LP, a limited partnership over which Mr. Nahmad maintains effective control.
F4: Reflects 312,542 shares owned by a grantor retained annuity trust, of which Mr. Nahmad is the sole trustee and 498,845 shares held by various trusts over which Mr. Nahmad maintains effective control.
F5: Reflects shares owned by Albert Capital LP, a limited partnership. The sole general partner of Albert Capital LP is a limited liability company, over which Mr. Nahmad maintains effective control.