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WATERS CORP /DE/ — Director's Dealing 2017
Jan 5, 2017
17817_dirs_2017-01-05_d4dcd8cc-cb32-4930-b6b0-0ce56963e0e5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2016-01-04
Reporting Person: SALICE THOMAS P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-04 | Common Stock | A | 843 | — | Acquired | 12043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-04 | Stock Option (Right to Buy) | $130.35 | A | 3761 | Acquired | 2026-01-04 | Common Stock (3761) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7950 | Indirect |
| Common Stock | 69648 | Indirect |
| Common Stock | 3000 | Indirect |
Footnotes
F1: The purpose of this amended filing is to correctly report the number of stock and stock option awards.
F2: Grant of shares of common stock subject to restrictions that lapse January 4, 2017.
F3: The reported securities are held by SRB Investments LLC, a limited liability company of which the reporting person is the sole Operations Manager. The reporting person disclaims beneficial ownership of the WAT common stock held by SRB Investments LLC except to the extent of his pecuniary interest therein.
F4: Options fully vest on January 4, 2017.
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