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WATERS CORP /DE/ Director's Dealing 2017

Jan 5, 2017

17817_dirs_2017-01-05_d4dcd8cc-cb32-4930-b6b0-0ce56963e0e5.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2016-01-04

Reporting Person: SALICE THOMAS P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-04 Common Stock A 843 Acquired 12043 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-01-04 Stock Option (Right to Buy) $130.35 A 3761 Acquired 2026-01-04 Common Stock (3761) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7950 Indirect
Common Stock 69648 Indirect
Common Stock 3000 Indirect

Footnotes

F1: The purpose of this amended filing is to correctly report the number of stock and stock option awards.

F2: Grant of shares of common stock subject to restrictions that lapse January 4, 2017.

F3: The reported securities are held by SRB Investments LLC, a limited liability company of which the reporting person is the sole Operations Manager. The reporting person disclaims beneficial ownership of the WAT common stock held by SRB Investments LLC except to the extent of his pecuniary interest therein.

F4: Options fully vest on January 4, 2017.