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WATERS CORP /DE/ — Director's Dealing 2017
Feb 14, 2017
17817_dirs_2017-02-14_57c46954-b5a9-4fca-b2f6-46f13cfe6554.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2017-02-13
Reporting Person: Cassis Eugene G (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-13 | Common Stock | M | 3000 | $79.15 | Acquired | 31027 | Direct |
| 2017-02-13 | Common Stock | S | 3000 | $150.39 | Disposed | 28027 | Direct |
| 2017-02-13 | Common Stock | M | 3000 | $87.06 | Acquired | 31027 | Direct |
| 2017-02-13 | Common Stock | S | 3000 | $150.40 | Disposed | 28027 | Direct |
| 2017-02-13 | Common Stock | M | 15000 | $98.21 | Acquired | 43027 | Direct |
| 2017-02-13 | Common Stock | S | 15000 | $149.81 | Disposed | 28027 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-13 | Stock Option (Right to Buy) | $79.15 | M | 3000 | Disposed | 2021-12-07 | Common Stock (3000) | Direct |
| 2017-02-13 | Stock Option (Right to Buy) | $87.06 | M | 3000 | Disposed | 2022-12-11 | Common Stock (3000) | Direct |
| 2017-02-13 | Stock Option (Right to Buy) | $98.21 | M | 15000 | Disposed | 2023-12-06 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1964.9885 | Indirect |
| Common Stock | 6386 | Indirect |
| Common Stock | 2097.289 | Indirect |
| Common Stock | 1083.8066 | Indirect |
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