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WATERS CORP /DE/ — Director's Dealing 2017
Oct 30, 2017
17817_dirs_2017-10-30_67722bf2-e562-404c-8d69-714442adf88e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2017-10-27
Reporting Person: Khanna Rohit (SVP, Applied Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-27 | Common Stock | M | 9600 | $98.21 | Acquired | 13677 | Direct |
| 2017-10-27 | Common Stock | S | 9600 | $197.91 | Disposed | 4077 | Direct |
| 2017-10-27 | Common Stock | M | 10000 | $113.36 | Acquired | 14077 | Direct |
| 2017-10-27 | Common Stock | S | 10000 | $197.92 | Disposed | 4077 | Direct |
| 2017-10-27 | Common Stock | M | 4690 | $128.93 | Acquired | 8767 | Direct |
| 2017-10-27 | Common Stock | S | 4690 | $198.01 | Disposed | 4077 | Direct |
| 2017-10-27 | Common Stock | M | 2623 | $117.68 | Acquired | 6700 | Direct |
| 2017-10-27 | Common Stock | S | 2623 | $197.92 | Disposed | 4077 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-27 | Stock Option (Right to Buy) | $98.21 | M | 9600 | Disposed | 2023-12-06 | Common Stock (9600) | Direct |
| 2017-10-27 | Stock Option (Right to Buy) | $113.36 | M | 10000 | Disposed | 2024-12-11 | Common Stock (10000) | Direct |
| 2017-10-27 | Stock Option (Right to Buy) | $128.93 | M | 4690 | Disposed | 2025-12-09 | Common Stock (4690) | Direct |
| 2017-10-27 | Stock Option (Right to Buy) | $117.68 | M | 2623 | Disposed | 2026-02-10 | Common Stock (2623) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 183.2397 | Indirect |
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