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WATERS CORP /DE/ — Director's Dealing 2014
Feb 3, 2014
17817_dirs_2014-02-03_d2c2c35a-333b-4127-bdbe-46d7b6c194e9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2014-02-01
Reporting Person: Cassis Eugene G (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29569 | Direct |
| Common Stock | 1382.4061 | Indirect |
| Common Stock | 5553 | Indirect |
| Common Stock | 2120.11 | Indirect |
| Common Stock | 456.8563 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $38.99 | 2015-12-02 | Common Stock (6000) | Direct | |
| Stock Option (Right to Buy) | $49.31 | 2016-12-13 | Common Stock (8000) | Direct | |
| Stock Option (Right to Buy) | $77.94 | 2017-12-11 | Common Stock (10000) | Direct | |
| Stock Option (Right to Buy) | $41.20 | 2018-12-10 | Common Stock (10000) | Direct | |
| Stock Option (Right to Buy) | $59.44 | 2019-12-09 | Common Stock (12000) | Direct | |
| Stock Option (Right to Buy) | $79.05 | 2020-12-09 | Common Stock (15000) | Direct | |
| Stock Option (Right to Buy) | $79.15 | 2021-12-07 | Common Stock (15000) | Direct | |
| Stock Option (Right to Buy) | $87.06 | 2022-12-11 | Common Stock (15000) | Direct | |
| Stock Option (Right to Buy) | $98.21 | 2023-12-06 | Common Stock (25000) | Direct |
Footnotes
F1: These options vest 20% per annum for a 5 year period beginning on December 2, 2006.
F2: These options vest 20% per annum for a 5 year period beginning on December 13, 2007.
F3: These options vest 20% per annum for a 5 year period beginning on December 11, 2008.
F4: These options vest 20% per annum for a 5 year period beginning on December 10, 2009.
F5: These options vest 20% per annum for a 5 year period beginning on December 9, 2010.
F6: These options vest 20% per annum for a 5 year period beginning on December 9, 2011.
F7: These options vest 20% per annum for a 5 year period beginning on December 7, 2012.
F8: These options vest 20% per annum for a 5 year period beginning on December 11, 2013.
F9: These options vest 20% per annum for a 5 year period beginning on December 6, 2014.