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WATERS CORP /DE/ — Director's Dealing 2012
Jan 4, 2012
17817_dirs_2012-01-04_9dd6a8ea-2efc-4c63-8b6d-ac6c8c973dc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2011-12-31
Reporting Person: CONARD EDWARD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-03 | Common Stock | A | 1500 | — | Acquired | 30500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-31 | Phantom Stock Units | $ | A | 241.36 | Acquired | Common Stock (241.36) | Direct | |
| 2012-01-03 | Stock Option (Right to Buy) | $75.94 | A | 4000 | Acquired | 2022-01-03 | Common Stock (4000) | Direct |
Footnotes
F1: Phantom stock units are convertible into common stock shares on a one to one ratio.
F2: Grant of shares of common stock subject to restrictions that lapse January 28, 2015.
F3: Options vest 20% per annum for a 5 year period commencing on 1/3/2013.
F4: Upon resignation as Director.
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