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WASTE MANAGEMENT INC — Director's Dealing 2020
Feb 21, 2020
29888_dirs_2020-02-21_81ac1eea-85a0-42e7-ba29-41acf0733da9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WASTE MANAGEMENT INC (WM)
CIK: 0000823768
Period of Report: 2020-02-19
Reporting Person: Batchelor Steve (Sr. Vice President Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-20 | Common Stock | M | 10442.0000 | $36.8850 | Acquired | 31467.4840 | Direct |
| 2020-02-20 | Common Stock | M | 9146.0000 | $41.3700 | Acquired | 40613.4840 | Direct |
| 2020-02-20 | Common Stock | M | 8003.0000 | $34.9350 | Acquired | 48616.4840 | Direct |
| 2020-02-20 | Common Stock | M | 7342.0000 | $54.6350 | Acquired | 55958.4840 | Direct |
| 2020-02-20 | Common Stock | M | 6350.0000 | $56.2350 | Acquired | 62308.4840 | Direct |
| 2020-02-20 | Common Stock | S | 41463.0000 | $123.7102 | Disposed | 20845.4840 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-19 | Stock Option (Right to Buy) | $126.0050 | A | 20860.0000 | Acquired | 2030-02-20 | Common Stock (20860.0000) | Direct |
| 2020-02-20 | Stock Option (Right to Buy) | $54.6350 | M | 7342.0000 | Disposed | 2025-02-25 | Common Stock (7342.0000) | Direct |
| 2020-02-20 | Stock Option (Right to Buy) | $56.2350 | M | 6350.0000 | Disposed | 2027-02-26 | Common Stock (6350.0000) | Direct |
| 2020-02-20 | Stock Option (Right to Buy) | $41.3700 | M | 9146.0000 | Disposed | 2024-03-07 | Common Stock (9146.0000) | Direct |
| 2020-02-20 | Stock Option (Right to Buy) | $36.8850 | M | 10442.0000 | Disposed | 2023-03-08 | Common Stock (10442.0000) | Direct |
| 2020-02-20 | Stock Option (Right to Buy) | $34.9350 | M | 8003.0000 | Disposed | 2022-03-09 | Common Stock (8003.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 965.6508 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $123.5250 to $123.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
F3: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.