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WASTE MANAGEMENT INC — Director's Dealing 2020
Mar 5, 2020
29888_dirs_2020-03-05_e09be9d4-7099-4d28-8d64-f84b50115adb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WASTE MANAGEMENT INC (WM)
CIK: 0000823768
Period of Report: 2020-03-04
Reporting Person: Fish James C Jr (Pres, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-04 | Common Stock | M | 64767.0000 | $73.3350 | Acquired | 309565.6487 | Direct |
| 2020-03-04 | Common Stock | S | 50320.0000 | $118.3988 | Disposed | 259245.6487 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-04 | Stock Option (Right to Buy) | $73.3350 | M | 64767.0000 | Disposed | 2027-02-28 | Common Stock (64767.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3947.4432 | Indirect |
| Common Stock | 588.0000 | Indirect |
| Common Stock | 588.0000 | Indirect |
Footnotes
F1: These shares were sold to cover option cost and taxes on stock option exercise. This transaction was executed in multiple trades at prices ranging from $118.17 to $118.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.