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WASTE MANAGEMENT INC — Director's Dealing 2020
Aug 6, 2020
29888_dirs_2020-08-06_956ab514-f4d2-4285-82ac-36ee2a9ac65b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WASTE MANAGEMENT INC (WM)
CIK: 0000823768
Period of Report: 2020-08-04
Reporting Person: Sjoqvist Nikolaj H (SVP, Chief Digital Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-04 | Common Stock | M | 8009.0000 | $54.6350 | Acquired | 31378.1580 | Direct |
| 2020-08-04 | Common Stock | M | 6860.0000 | $41.3700 | Acquired | 38238.1580 | Direct |
| 2020-08-04 | Common Stock | M | 6530.0000 | $56.2350 | Acquired | 44768.1580 | Direct |
| 2020-08-04 | Common Stock | M | 5443.0000 | $73.3350 | Acquired | 50211.1580 | Direct |
| 2020-08-04 | Common Stock | M | 4234.0000 | $36.8850 | Acquired | 54445.1580 | Direct |
| 2020-08-04 | Common Stock | S | 31076.0000 | $108.4829 | Disposed | 23369.1580 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-04 | Stock Option (Right to Buy) | $54.6350 | M | 8009.0000 | Disposed | 2025-02-25 | Common Stock (8009.0000) | Direct |
| 2020-08-04 | Stock Option (Right to Buy) | $56.2350 | M | 6530.0000 | Disposed | 2026-02-26 | Common Stock (6530.0000) | Direct |
| 2020-08-04 | Stock Option (Right to Buy) | $73.3350 | M | 5443.0000 | Disposed | 2027-02-28 | Common Stock (5443.0000) | Direct |
| 2020-08-04 | Stock Option (Right to Buy) | $41.3700 | M | 6860.0000 | Disposed | 2024-03-07 | Common Stock (6860.0000) | Direct |
| 2020-08-04 | Stock Option (Right to Buy) | $36.8850 | M | 4234.0000 | Disposed | 2023-03-08 | Common Stock (4234.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 884.8872 | Indirect |
Footnotes
F1: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
F2: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
F3: This transaction was executed in multiple trades at prices ranging from $108.23 to $108.695. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.