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WASTE MANAGEMENT INC — Director's Dealing 2018
Feb 28, 2018
29888_dirs_2018-02-28_586fa2a6-1ae6-42e3-bc72-6a9d59216d85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WASTE MANAGEMENT INC (WM)
CIK: 0000823768
Period of Report: 2018-02-26
Reporting Person: Harris Jeff M (Sr. VP Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-26 | Common Stock | M | 25220.0000 | $54.6350 | Acquired | 80203.0000 | Direct |
| 2018-02-26 | Common Stock | M | 11682.0000 | $56.2350 | Acquired | 91885.0000 | Direct |
| 2018-02-26 | Common Stock | S | 9399.0000 | $86.4381 | Disposed | 82486.0000 | Direct |
| 2018-02-26 | Common Stock | S | 20027.0000 | $86.3724 | Disposed | 62459.0000 | Direct |
| 2018-02-28 | Common Stock | M | 9715.0000 | $73.3350 | Acquired | 72174.0000 | Direct |
| 2018-02-28 | Common Stock | S | 8820.0000 | $87.7950 | Disposed | 63354.0000 | Direct |
| 2018-02-26 | Common Stock | S | 21842.0000 | $86.5807 | Disposed | 12636.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-26 | Stock Option (Right to Buy) | $54.6350 | M | 25220.0000 | Disposed | 2025-02-25 | Common Stock (25220.0000) | Direct |
| 2018-02-26 | Stock Option (Right to Buy) | $56.2350 | M | 11682.0000 | Disposed | 2026-02-26 | Common Stock (11682.0000) | Direct |
| 2018-02-28 | Stock Option (Right to Buy) | $73.3350 | M | 9715.0000 | Disposed | 2027-02-28 | Common Stock (9715.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $86.42 to $86.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $86.36 to $86.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $86.57 to $86.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.