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WASTE MANAGEMENT INC — Director's Dealing 2017
Mar 9, 2017
29888_dirs_2017-03-09_f7f0870c-2a65-4393-96a3-fcaf48025baa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WASTE MANAGEMENT INC (WM)
CIK: 0000823768
Period of Report: 2017-03-07
Reporting Person: CALDWELL BARRY H (Sr VP Corp Affairs/Chief Peopl)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-07 | Common Stock | M | 9462.0000 | $41.3700 | Acquired | 56306.7859 | Direct |
| 2017-03-07 | Common Stock | S | 2980.0000 | $72.8167 | Disposed | 53326.7859 | Direct |
| 2017-03-07 | Common Stock | S | 4114.0000 | $72.8900 | Disposed | 49212.7859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-07 | Stock Option (Right to Buy) | $41.3700 | M | 9462.0000 | Disposed | 2024-03-07 | Common Stock (9462.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $72.81 to $72.831. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.