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WASTE MANAGEMENT INC — Director's Dealing 2016
Aug 8, 2016
29888_dirs_2016-08-08_14b40d02-03b2-4ad9-83f2-fa65472231f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WASTE MANAGEMENT INC (WM)
CIK: 0000823768
Period of Report: 2016-08-04
Reporting Person: Schwartz Mark E. (Sr. VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-04 | Common Stock | M | 27056.0000 | $32.1850 | Acquired | 67117.0000 | Direct |
| 2016-08-04 | Common Stock | M | 19844.0000 | $36.8850 | Acquired | 86961.0000 | Direct |
| 2016-08-04 | Common Stock | M | 11236.0000 | $41.3700 | Acquired | 98197.0000 | Direct |
| 2016-08-04 | Common Stock | M | 6669.0000 | $34.9350 | Acquired | 104866.0000 | Direct |
| 2016-08-04 | Common Stock | M | 5691.0000 | $54.6350 | Acquired | 110557.0000 | Direct |
| 2016-08-04 | Common Stock | S | 70496.0000 | $65.8878 | Disposed | 40061.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-04 | Stock Option (Right to Buy) | $54.6350 | M | 5691.0000 | Disposed | 2025-02-25 | Common Stock (5691.0000) | Direct |
| 2016-08-04 | Stock Option (Right to Buy) | $41.3700 | M | 11236.0000 | Disposed | 2024-03-07 | Common Stock (11236.0000) | Direct |
| 2016-08-04 | Stock Option (Right to Buy) | $36.8850 | M | 19844.0000 | Disposed | 2023-03-08 | Common Stock (19844.0000) | Direct |
| 2016-08-04 | Stock Option (Right to Buy) | $34.9350 | M | 6669.0000 | Disposed | 2022-03-09 | Common Stock (6669.0000) | Direct |
| 2016-08-04 | Stock Option (Right to Buy) | $32.1850 | M | 27056.0000 | Disposed | 2022-06-05 | Common Stock (27056.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $65.71 to $66.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
F3: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.