AI assistant
Waste Connections, Inc. — Director's Dealing 2021
Feb 17, 2021
30031_dirs_2021-02-17_7b9ea03d-ea5d-4c2b-8913-47458176b321.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Waste Connections, Inc. (WCN)
CIK: 0001318220
Period of Report: 2021-02-14
Reporting Person: LITTLE JAMES (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-14 | Common Shares | M | 1075.00 | $0.00 | Acquired | 23089.00 | Direct |
| 2021-02-14 | Common Shares | F | 311.00 | $99.36 | Disposed | 22778.00 | Direct |
| 2021-02-15 | Common Shares | M | 915.00 | $0.00 | Acquired | 23693.00 | Direct |
| 2021-02-15 | Common Shares | F | 219.00 | $99.36 | Disposed | 23474.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-14 | Restricted Share Units | $0.00 | M | 1075.00 | Disposed | Common Shares (1075.00) | Direct | |
| 2021-02-15 | Restricted Share Units | $0.00 | M | 915.00 | Disposed | Common Shares (915.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 10617.00 | Indirect |
Footnotes
F1: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.
F2: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.
F3: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.