Waste Connections, Inc. — Director's Dealing 2021

Feb 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Waste Connections, Inc. (WCN)
CIK: 0001318220
Period of Report: 2021-02-24

Reporting Person: MITTELSTAEDT RONALD J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-24	Common Shares	M	6220.00	$0.00	Acquired	182247.00	Direct
2021-02-24	Common Shares	F	2151.00	$98.63	Disposed	180096.00	Direct
2021-02-24	Common Shares	J	15528.00	$0.00	Acquired	195624.00	Direct
2021-02-24	Common Shares	F	7334.00	$98.63	Disposed	188290.00	Direct
2021-02-24	Common Shares	J	3622.00	$0.00	Acquired	191912.00	Direct
2021-02-24	Common Shares	F	1711.00	$98.63	Disposed	190201.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-24	Restricted Share Units	$0.00	M	6220.00	Disposed		Common Shares (6220.00)	Direct
2021-02-24	Restricted Share Units	$0.00	J	15528.00	Disposed		Common Shares (15528.00)	Direct
2021-02-24	Restricted Share Units	$0.00	J	3622.00	Disposed		Common Shares (3622.00)	Direct

Footnotes

F1: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

F2: Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the first of five distributions elected by the participant.

F3: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F4: The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant.

F5: The deferred restricted share unit award was granted on 2/25/2013 and vested 25% per year over the four-year period following the date of grant.