Waste Connections, Inc. — Director's Dealing 2021

Mar 10, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Waste Connections, Inc. (WCN)
CIK: 0001318220
Period of Report: 2021-03-01

Reporting Person: Netherton Susan (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	8601.00	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Share Units	$0.00		Common Shares (759.00)		Direct
Restricted Share Units	$0.00		Common Shares (1000.00)		Direct
Restricted Share Units	$0.00		Common Shares (2000.00)		Direct
Restricted Share Units	$0.00		Common Shares (1519.00)		Direct
Restricted Share Units	$0.00		Common Shares (2025.00)		Direct
Restricted Share Units	$0.00		Common Shares (2913.00)		Direct
Restricted Share Units	$0.00		Common Shares (2913.00)		Direct

Footnotes

F1: Represents performance-based restricted share units awarded on February 20, 2018. The award contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant.

F2: Represents performance-based restricted share units awarded on February 15, 2019. The award contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant.

F3: Represents performance-based restricted share units awarded on February 15, 2019. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 5,000 (250% of the target number).

F4: Represents performance-based restricted share units awarded on February 14, 2020. The award contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant.

F5: Represents an award of performance-based restricted share units awarded on February 14, 2020. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 5,062 (250% of the target number).

F6: The restricted share unit was awarded on February 19, 2021. The award vests in four equal annual installments commencing on the first anniversary of the date of the award.

F7: Represents an award of performance-based restricted share units awarded on February 19, 2021. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,282 (250% of the target number).