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WARRIOR MET COAL, INC. — Director's Dealing 2021
Feb 19, 2021
31302_dirs_2021-02-18_3ceb8abd-8d3d-4660-906a-5925e86286bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2021-02-16
Reporting Person: Boyles Dale W (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | A | 20970 | $0.00 | Acquired | 72733 | Direct |
| 2021-02-16 | Common Stock | F | 8463 | $22.20 | Disposed | 64270 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Restricted Stock Units | $ | A | 9674 | Acquired | Common Stock (9674) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (1089) | 1089 | Direct | |
| Restricted Stock Units | $ | Common Stock (2554) | 2554 | Direct | |
| Restricted Stock Units | $ | Common Stock (6870) | 6870 | Direct |
Footnotes
F1: Represents the issuance of (i) 3,226 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units ("RSUs") granted to the reporting person on March 5, 2018, (ii) 7,567 shares of common stock of the issuer earned pursuant to the performance-based RSUs granted to the reporting person on February 8, 2019 and (iii) 10,177 shares of common stock of the issuer earned pursuant to the performance-based RSUs granted to the reporting person on February 13, 2020, each based on the issuer's performance during the performance period from January 1, 2020 through December 31, 2020. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.
F2: This amount includes 3,141 shares of restricted stock granted to the reporting person on January 1, 2017, under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest on January 1, 2022.
F3: Represents the withholding of shares for tax purposes.
F4: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.
F5: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.
F6: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 13, 2020, the date of grant.
F7: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 16, 2021, the date of grant.