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WARRIOR MET COAL, INC. Director's Dealing 2021

Feb 19, 2021

31302_dirs_2021-02-18_3ceb8abd-8d3d-4660-906a-5925e86286bd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2021-02-16

Reporting Person: Boyles Dale W (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-16 Common Stock A 20970 $0.00 Acquired 72733 Direct
2021-02-16 Common Stock F 8463 $22.20 Disposed 64270 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-16 Restricted Stock Units $ A 9674 Acquired Common Stock (9674) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (1089) 1089 Direct
Restricted Stock Units $ Common Stock (2554) 2554 Direct
Restricted Stock Units $ Common Stock (6870) 6870 Direct

Footnotes

F1: Represents the issuance of (i) 3,226 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units ("RSUs") granted to the reporting person on March 5, 2018, (ii) 7,567 shares of common stock of the issuer earned pursuant to the performance-based RSUs granted to the reporting person on February 8, 2019 and (iii) 10,177 shares of common stock of the issuer earned pursuant to the performance-based RSUs granted to the reporting person on February 13, 2020, each based on the issuer's performance during the performance period from January 1, 2020 through December 31, 2020. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.

F2: This amount includes 3,141 shares of restricted stock granted to the reporting person on January 1, 2017, under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest on January 1, 2022.

F3: Represents the withholding of shares for tax purposes.

F4: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.

F5: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.

F6: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 13, 2020, the date of grant.

F7: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 16, 2021, the date of grant.