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WARRIOR MET COAL, INC. Director's Dealing 2021

Feb 19, 2021

31302_dirs_2021-02-18_c8c0e851-df97-4554-b52b-e341384c25d5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2021-02-16

Reporting Person: Lussier Charles (Chief Commercial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-16 Common Stock A 10011 $0.00 Acquired 16795 Direct
2021-02-16 Common Stock F 3802 $22.20 Disposed 12993 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-16 Restricted Stock Units $ A 5574 Acquired Common Stock (5574) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (613) 613 Direct
Restricted Stock Units $ Common Stock (924) 924 Direct
Restricted Stock Units $ Common Stock (3959) 3959 Direct

Footnotes

F1: Represents the issuance of (i) 1,411 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units ("RSUs") granted to the reporting person on March 5, 2018, (ii) 2,736 shares of common stock of the issuer earned pursuant to the performance-based RSUs granted to the reporting person on February 8, 2019 and (iii) 5,864 shares of common stock of the issuer earned pursuant to the performance-based RSUs granted to the reporting person on February 13, 2020, each based on the issuer's performance during the performance period from January 1, 2020 through December 31, 2020. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.

F2: Represents the withholding of shares for tax purposes.

F3: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.

F4: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.

F5: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 13, 2020, the date of grant.

F6: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 16, 2021, the date of grant.