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WARRIOR MET COAL, INC. — Director's Dealing 2021
Mar 9, 2021
31302_dirs_2021-03-09_54e9f129-994c-4642-96f0-5a9c2424bc18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2021-03-05
Reporting Person: Richardson Jack K. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-05 | Common Stock | M | 1157 | $0.00 | Acquired | 52118 | Direct |
| 2021-03-05 | Common Stock | F | 514 | $20.21 | Disposed | 51604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-05 | Restricted Stock Units | $ | M | 1157 | Disposed | Common Stock (1157) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (3047) | 3047 | Direct | |
| Restricted Stock Units | $ | Common Stock (8195) | 8195 | Direct | |
| Restricted Stock Units | $ | Common Stock (11539) | 11539 | Direct |
Footnotes
F1: Represents the settlement of restricted stock units, which settle into shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis.
F2: Includes 7,845 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest on April 20, 2021.
F3: Represents the withholding of shares for tax purposes.
F4: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.
F5: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.
F6: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 13, 2020, the date of grant.
F7: The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 16, 2021, the date of grant.