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WARRIOR MET COAL, INC. Director's Dealing 2020

Feb 18, 2020

31302_dirs_2020-02-18_2e54b44b-5f34-4e89-9ea3-1e231ace8fe5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2020-02-13

Reporting Person: Chopin Brian M (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-13 Common Stock A 2677 $0.00 Acquired 8895 Direct
2020-02-13 Common Stock F 929 $20.84 Disposed 7966 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-13 Restricted Stock Units $ A 2513 Acquired Common Stock (2513) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (1515) 1515 Direct
Restricted Stock Units $ Common Stock (1050) 1050 Direct
Restricted Stock Units $ Common Stock (1246) 1246 Direct

Footnotes

F1: Represents the issuance of (i) 1,224 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units granted to the reporting person on March 5, 2018 and (ii) 1,453 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units granted to the reporting person on February 8, 2019, each based on the issuer's performance during the performance period from January 1, 2019 through December 31, 2019. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.

F2: Includes 5,811 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2020 and April 20, 2021.

F3: Represents the withholding of shares for tax purposes.

F4: The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the reporting person's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the reporting person.

F5: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.

F6: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.

F7: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 13, 2020, the date of grant.