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WARRIOR MET COAL, INC. — Director's Dealing 2020
Feb 18, 2020
31302_dirs_2020-02-18_5c5803af-9b60-4428-94c2-e90f72d2c6b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2020-02-13
Reporting Person: Lussier Charles (Senior VP - Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-13 | Common Stock | A | 4198 | $0.00 | Acquired | 6091 | Direct |
| 2020-02-13 | Common Stock | F | 1402 | $20.84 | Disposed | 4689 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-13 | Restricted Stock Units | $ | A | 5938 | Acquired | Common Stock (5938) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (1225) | 1225 | Direct | |
| Restricted Stock Units | $ | Common Stock (1847) | 1847 | Direct |
Footnotes
F1: Represents the issuance of (i) 1,429 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units granted to the reporting person on March 5, 2018 and (ii) 2,769 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units granted to the reporting person on February 8, 2019, each based on the issuer's performance during the performance period from January 1, 2019 through December 31, 2019. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.
F2: Represents the withholding of shares for tax purposes.
F3: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.
F4: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.
F5: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 13, 2020, the date of grant.