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WARRIOR MET COAL, INC. Director's Dealing 2020

Feb 18, 2020

31302_dirs_2020-02-18_5c5803af-9b60-4428-94c2-e90f72d2c6b3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2020-02-13

Reporting Person: Lussier Charles (Senior VP - Sales & Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-13 Common Stock A 4198 $0.00 Acquired 6091 Direct
2020-02-13 Common Stock F 1402 $20.84 Disposed 4689 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-13 Restricted Stock Units $ A 5938 Acquired Common Stock (5938) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (1225) 1225 Direct
Restricted Stock Units $ Common Stock (1847) 1847 Direct

Footnotes

F1: Represents the issuance of (i) 1,429 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units granted to the reporting person on March 5, 2018 and (ii) 2,769 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units granted to the reporting person on February 8, 2019, each based on the issuer's performance during the performance period from January 1, 2019 through December 31, 2019. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.

F2: Represents the withholding of shares for tax purposes.

F3: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.

F4: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.

F5: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 13, 2020, the date of grant.