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WARRIOR MET COAL, INC. Director's Dealing 2019

Jun 5, 2019

31302_dirs_2019-06-04_922d2fe9-00cd-4145-8af9-500e778ee0c1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2019-06-01

Reporting Person: Richardson Jack K. (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-01 Common Stock M 4085 Acquired 22682 Direct
2019-06-01 Common Stock F 1812 $25.81 Disposed 20870 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-01 Restricted Stock Units $ M 4085 Disposed Common Stock (4085) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (2314) 2314 Direct
Restricted Stock Units $ Common Stock (9140) 9140 Direct

Footnotes

F1: Represents the settlement of restricted stock units, which settle into shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis.

F2: Includes 15,690 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2020 and April 20, 2021.

F3: Represents the withholding of shares for tax purposes.

F4: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the reporting person's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the reporting person.

F5: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.

F6: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.