AI assistant
WARRIOR MET COAL, INC. — Director's Dealing 2018
Feb 20, 2018
31302_dirs_2018-02-20_d6f4f70c-791b-4b60-8ae9-8a7cb63ace95.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2018-02-15
Reporting Person: Richardson Jack K. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock | S | 50991 | $31.79 | Disposed | 39225 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017, which plan became effective January 8, 2018.
F2: This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $30.98 to $32.36. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
F3: Includes 39,225 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"), which vest in equal installments on each of the first five (5) anniversaries of the date of grant, contingent upon at least half of the units (as converted into shares) originally acquired by the "Investors" (as defined in the 2016 Plan) having been disposed of to one or more independent third parties.