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Warby Parker Inc. — Director's Dealing 2021
Sep 22, 2021
31344_dirs_2021-09-21_73f340c4-52a1-4457-9199-a917d863e216.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Warby Parker Inc. (WRBY)
CIK: 0001504776
Period of Report: 2021-09-21
Reporting Person: Blumenthal Neil Harris (Director, Co-Chief Executive Officer, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2411167 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (2775394.0) | Direct | ||
| Class B Common Stock | $ | Class A Common Stock (1519661.0) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (399402.0) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (400000.0) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (400000.0) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (800000.0) | Indirect | ||
| Performance Stock Units | $ | Class B Common Stock (2198844.0) | Direct | ||
| Restricted Stock Units | $ | Class B Common Stock (57721.0) | Direct | ||
| Restricted Stock Units | $ | Class B Common Stock (72718.0) | Direct | ||
| Restricted Stock Units | $ | Class B Common Stock (69303.0) | Direct | ||
| Restricted Stock Units | $ | Class B Common Stock (942362.0) | Direct | ||
| Stock Option (Right to Buy) | $0.72 | Class B Common Stock (706390.0) | Direct | ||
| Stock Option (Right to Buy) | $3.83 | Class B Common Stock (710759.0) | Direct |
Footnotes
F1: Each share of the Issuer's Class B Common Stock is convertible into one share of the Issuer's Class A Common Stock at the option of the holder and has no expiration date.
F2: The performance stock units will only vest, if at all, in substantially equal installments upon the achievement by the Issuer of a price per share of Class A Common Stock that equals or exceeds each of the following seven share price thresholds: $47.75, $55.71, $63.67, $71.63, $79.59, $87.55, $95.50 and $103.46, over a period of ten years, and will expire on June 15, 2031.
F3: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.
F4: The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on May 1, 2026.
F5: The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026.
F6: The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028.
F7: The restricted stock units will vest in 60 monthly installments beginning on July 1, 2021, will expire on June 15, 2031.
F8: The Stock option was granted on July 27, 2012, is fully vested, and will expire on July 26, 2022.
F9: The Stock option was granted on February 22, 2017, is fully vested, and will expire on February 21, 2027.