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Warby Parker Inc. — Director's Dealing 2021
Sep 22, 2021
31344_dirs_2021-09-21_4884acbc-4787-4b14-a302-9a35fd7b859e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Warby Parker Inc. (WRBY)
CIK: 0001504776
Period of Report: 2021-09-21
Reporting Person: Raider Jeffrey Jacob (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 450210 | Direct |
| Class A Common Stock | 1519661 | Indirect |
| Class A Common Stock | 2538071 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (2538071.0) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (253808.0) | Indirect |
Footnotes
F1: Each share of the Issuer's Class B Common Stock is convertible into one share of the Issuer's Class A Common Stock at the option of the holder and has no expiration date.
F2: Consists of: (i) 1,519,661 shares of Class A common stock held by The Jeffrey J. Raider 2011 Family Trust, or the JJR 2011 Family Trust, for which Mr. Raiders spouse Laura Raider is the trustee; (ii) 2,538,071 shares of Class B common stock held by DAG WP Holdings LLC, or DAG WP LLC, for which Mr. Raider is the manager; (iii) 253,808 shares of Class B common stock held by Ruth Gilboa 2017 GST-Exempt Trust, or the Gilboa 2017 Trust, for which Mr. Raider is the trustee and (iv) 2,538,071 shares of Class A common stock held by AMH WP Holdings LLC, for which Mr. Raider is the trustee of its sole manager. Mr. Raider may be deemed to have voting power and dispositive power over the shares held by the JJR 2011 Family Trust, DAG WP LLC, the Gilboa 2017 Trust, and AMH WP Holdings LLC.