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Warby Parker Inc. Director's Dealing 2021

Oct 2, 2021

31344_dirs_2021-10-01_ce40b9d3-a08b-4f99-8cb8-e4bf7b2ed878.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Warby Parker Inc. (WRBY)
CIK: 0001504776
Period of Report: 2021-09-29

Reporting Person: Miller Steven Clive (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-29 Class A Common Stock M 81708 Acquired 223464 Direct
2021-09-29 Class A Common Stock S 118987 $53.89 Disposed 186185 Direct
2021-09-29 Class A Common Stock P 100 $54.05 Acquired 186285 Direct
2021-09-29 Class A Common Stock M 36101 $2.77 Acquired 222386 Direct
2021-09-29 Class A Common Stock S 36101 $53.01 Disposed 186285 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-29 Restricted Stock Units $ M 5282 Disposed Class A Common Stock (5282.0) Direct
2021-09-29 Restricted Stock Units $ M 29161 Disposed Class A Common Stock (29161.0) Direct
2021-09-29 Restricted Stock Units $ M 16832 Disposed Class A Common Stock (16832.0) Direct
2021-09-29 Restricted Stock Units $ M 27036 Disposed Class A Common Stock (27036.0) Direct
2021-09-29 Restricted Stock Units $ M 3397 Disposed Class A Common Stock (3397.0) Direct
2021-09-29 Stock Option (Right to Buy) $2.77 M 36101 Disposed Class A Common Stock (36101.0) Direct

Footnotes

F1: This filing relates to the occurrence of a RSU vesting event.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.73 to $54.38. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5: On May 31, 2018, the Reporting Person was granted 31,696 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028.

F6: On June 18, 2019, the Reporting Person was granted 31,813 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 16, 2025.

F7: On November 20, 2019, the Reporting Person was granted 40,399 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026.

F8: On November 20, 2019, the Reporting Person was granted 40,554 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2026.

F9: On November 20, 2019, the Reporting Person was granted 81,533 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on July 1, 2021 and will expire on June 14, 2031.

F10: The Stock option was granted on February 21, 2014, will vest in 36 monthly installments beginning on January 1, 2014 and will expire on February 20, 2024.