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Warby Parker Inc. — Director's Dealing 2021
Oct 6, 2021
31344_dirs_2021-10-05_f0366646-1d6a-434f-bbca-4e847d95398e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Warby Parker Inc. (WRBY)
CIK: 0001504776
Period of Report: 2021-10-01
Reporting Person: Miller Steven Clive (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Class A Common Stock | M | 26400 | $4.46 | Acquired | 26400 | Direct |
| 2021-10-01 | Class A Common Stock | S | 26400 | $53.54 | Disposed | 0 | Direct |
| 2021-10-01 | Class A Common Stock | M | 22500 | $13.08 | Acquired | 22500 | Direct |
| 2021-10-01 | Class A Common Stock | S | 22500 | $53.54 | Disposed | 0 | Direct |
| 2021-10-04 | Class A Common Stock | M | 50000 | $12.35 | Acquired | 50000 | Direct |
| 2021-10-04 | Class A Common Stock | S | 50000 | $53.60 | Disposed | 0 | Direct |
| 2021-10-05 | Class A Common Stock | M | 79289 | $12.35 | Acquired | 79289 | Direct |
| 2021-10-05 | Class A Common Stock | S | 79289 | $53.25 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Stock Option (Right to Buy) | $4.46 | M | 26400 | Disposed | Class A Common Stock (26400.0) | Direct | |
| 2021-10-01 | Stock Option (Right to Buy) | $13.08 | M | 22500 | Disposed | Class A Common Stock (22500.0) | Direct | |
| 2021-10-04 | Stock Option (Right to Buy) | $12.35 | M | 50000 | Disposed | Class A Common Stock (50000.0) | Direct | |
| 2021-10-05 | Stock Option (Right to Buy) | $12.35 | M | 79289 | Disposed | Class A Common Stock (79289.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $54.00. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $53.68. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $[] to $[]. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The Stock option was granted on June 15, 2016, is fully vested and will expire on June 14, 2026.
F5: The Stock option was granted on October 16, 2018, will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 15, 2028.
F6: The Stock option was granted on March 29, 2019, will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2029.