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WAM ACTIVE LIMITED Net Asset Value 2013

May 13, 2013

66032_rns_2013-05-13_ad73ecb1-c3f0-46e1-a5ce-f94e32629c38.pdf

Net Asset Value

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WAM ACTIVE LIMITED (WAA) ABN 49 126 420 719 INVESTMENT UPDATE & NET TANGIBLE ASSETS REPORT APRIL 2013

Company overview

WAM Active Limited (WAA) is a listed investment company that provides investors exposure to an active trading style with the aim of achieving a sound return with a low correlation to traditional markets.

Investment objective

The investment objectives are to deliver investors a growing income stream in the form of fully franked dividends and to preserve capital.

Performance

Since inception, the WAA investment portfolio has delivered positive returns in the short and long term. The performance against the S&P/ASX All Ordinaries Accumulation Index and the UBS Bank Bill Index is set out in the table below. The investment performance is before expenses, fees and taxes.

Fin YTD
%
Since
Inception
(Jan-08)
%pa
Performance
as at 30 April 2013
1 Mth
%
6 Mths
%
1 Year
%
2 Yrs
%pa
3 Yrs
%pa
WAA Investment Portfolio
S&P/ASX All Ordinaries
Accumulation Index
Outperformance
UBS Bank Bill Index
Outperformance
-0.6%
+3.8%
-4.4%
+0.3%
-0.9%
+13.0%
+16.3%
-3.3%
+1.6%
+11.4%
+20.6%
+29.6%
-9.0%
+2.8%
+17.8%
+20.0%
+21.0%
-1.0%
+3.5%
+16.5%
+10.7%
+7.4%
+3.3%
+4.2%
+6.5%
+10.5%
+6.8%
+3.7%
+4.4%
+6.1%
+13.3%
+0.3%
+13.0%
+4.8%
+8.5%

Net Tangible Asset (NTA) figures

The following NTA figures are after the payment of the 4.75 cent per share fully franked interim dividend on 19 April 2013. The figures below have not been adjusted for the 6,639,798 remaining options on issue with an exercise price of $1.08 per share.

NTA before tax 109.33c*
NTA after tax and before tax on unrealised gains 109.40c**
NTA after tax 107.41c***
  • After the payment of 0.39 cents in tax during the month.

  • ** Includes tax assets of 0.07 cents per share.

  • *** Includes the net effect of 0.07 cents of tax assets and 1.99 cents of deferred tax liabilities. The above figures are after the exercise of 3,541,793 options during the month.

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Market outlook

The S&P/ASX All Ordinaries Accumulation Index finished up 3.8% in April. The insatiable appetite for yield continued with the four major banks and Telstra representing the majority of the market’s performance in April. The Small Industrials Accumulation Index lagged in April, finishing up 0.81%. The Small Resources Accumulation Index continued its slide, closing down 20.4% for the month.

The RBA cut interest rates in early May by 0.25% which will continue to fuel the current chase for high dividend yield stocks. Resources were weak again, in particular gold stocks. Resources focused companies have had a torrid 12 months in general, with fears around global macroeconomic growth. However, with US growth slowly improving and the aggressive quantitative easing programme being undertaken by Japan, we may see an uptick in the demand for resources eventuate in late 2013. If global growth continues to improve, companies in the resources, materials and mining services sectors represent leveraged plays on a global recovery. We continue to monitor companies in these sectors for deep value opportunities.

Dividends – 4.75 cents per share fully franked interim

On 19 April 2013 WAA paid a fully franked interim dividend of 4.75 cents per share. This is a 5.6% increase on the previous year’s interim dividend and represents an annualised fully franked dividend yield of 8.1% based on the last sale price.

The Board is committed to paying an increasing stream of fully franked dividends to shareholders provided the Company has sufficient franking credits and it is within prudent business practices. It must also comply with Government legislation and the ATO’s interpretation of a company’s ability to pay franked dividends. Dividends are paid on a six-monthly basis. Dividend payments will also be made with consideration to cash flow and cash holdings.

WAM Active Dividends

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8.1% fully franked FY2013 annualised dividend yield

Annualised interim dividend
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*Based on 13 May 2013 closing price.

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Option issue – exercise at any time before 12 December 2013

On 4 May 2012, the Board announced a 1 for 1 bonus issue of options to acquire ordinary shares in the capital of the Company. The options have an exercise price of $1.08 per share and can be exercised at any time on or before 12 December 2013. The options give shareholders the right but not the obligation to subscribe for shares in WAA at $1.08 per share. The options can be exercised in full or in part. The options are currently trading on the ASX under the code WAAO.

As at 30 April 2013, 9,670,147 options have been exercised for a total consideration of $10,443,757, with the remaining balance of outstanding options being 6,639,798.

Portfolio structure

As at 31 Mar 2013 As at 31 Mar 2013 As at 30 Apr 2013 As at 30 Apr 2013
Investment Type $m
%
$m
%
Australian Equities 17.4 62.8% 18.7 61.9%
Fixed Interest and Cash 10.3 37.2% 11.5 38.1%
Total Long Portfolio 27.7 100.0% 30.2 100.0%
Total Short Portfolio (0.2) (0.8%) (0.4) (1.3%)
Total Fund Size $27.5m $29.8m
Total number ordinary shares on issue 22,613,836 26,399,472
Total number options on issue 10,181,591 6,639,798

At 30 April 2013 the major securities held in the portfolio were as follows:

Market Value
$
Market Value as
% Gross Assets
Code Company
CYA CenturyAustraliaInvestmentsLimited 1,404,522 4.6%
HIL HillsHoldingsLimited 905,618 3.0%
HVN HarveyNorman HoldingsLimited 868,818 2.9%
BKW BrickworksLimited 802,974 2.7%
FXJ Fairfax MediaLimited 785,061 2.6%
CYG Coventry GroupLimited 666,116 2.2%
SDG Sunland Group Limited 665,556 2.2%
ELI Emerging Leaders Investments Limited 657,717 2.2%
WIC Westoz Investment CompanyLimited 578,649 1.9%
ANZ AustraliaAndNew ZealandBanking GroupLtd 550,705 1.8%
WBC WestpacBanking Corporation 540,124 1.8%
PRT PrimeMedia GroupLimited 539,315 1.8%
JBH JB Hi-Fi Limited 526,400 1.7%
CDA Codan Limited 516,483 1.7%
MIO Miclyn Express OffshoreLimited 512,977 1.7%
INA Ingenia Communities Group 462,603 1.5%
TEN Ten Network Holdings Limited 432,130 1.4%
CAA Capral Limited 415,067 1.4%
AIX Australian Infrastructure Fund 405,166 1.3%
FGE Forge GroupLimited 370,851 1.2%

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Portfolio structure – sector allocation

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Positive performance – yearly comparison to S&P/ASX All Ordinaries Accumulation Index

Set out below is the performance of WAA’s investment portfolio since listing to 30 April 2013 on a financial year basis. The performance data is before all expenses, fees and taxes and is used as a guide to how the Company’s investment portfolio has performed against the S&P/ASX All Ordinaries Accumulation Index which is also a before tax and expenses measure.

S&P/ASX All
Ordinaries
Accumulation Index
WAA Investment
Portfolio
Financial Year Outperformance
2007/2008
2008/2009
2009/2010
2010/2011
2011/2012
2012/2013YTD
+2.2%
+9.6%
+22.7%
+11.5%
+5.5%
+20.6%
-15.2%
-22.2%
+13.8%
+12.2%
-7.0%
+29.6%
+17.4%
+31.8%
+8.9%
-0.7%
+12.5%
-9.0%

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Performance - monthly comparison

The table below shows the month by month investment performance of WAA against the S&P/ASX All Ordinaries Accumulation Index.

Jan 08 Feb 08 Mar 08 Apr 08 May 08 Jun 08 Jul 08
InvestmentPortfolio~~*~~ +0.3% +1.2% +0.5% +1.6% +2.4% -3.7% -1.1%
AllOrdsAccum. -11.2% +0.3% -4.1% +4.6% +2.5% -7.3% -5.2%
Aug 08 Sep 08 Oct 08 Nov 08 Dec 08 Jan 09 Feb 09
InvestmentPortfolio~~*~~ +0.1% -3.8% -5.3% -5.2% +3.4% -1.9% +0.6%
AllOrdsAccum. +4.0% -10.6% -13.9% -7.2% -0.1% -4.9% -4.3%
Mar 09 Apr 09 May 09 Jun 09 July 09 Aug 09 Sep 09
InvestmentPortfolio~~*~~ +4.5% +7.6% +5.0% +6.2% +9.6% +7.5% +6.2%
AllOrdsAccum. +8.1% +6.1% +2.2% +3.9% +7.7% +6.5% +6.0%
Oct 09 Nov 09 Dec 09 Jan 10 Feb 10 Mar 10 Apr 10
InvestmentPortfolio~~*~~ +2.1% +0.3% +1.0% -3.6% +0.0% +2.9% +0.4%
AllOrdsAccum. -1.9% +1.9% +3.7% -5.8% +1.8% +5.8% -1.2%
May 10 Jun 10 Jul 10 Aug 10 Sep 10 Oct 10 Nov 10
InvestmentPortfolio~~*~~ -4.0% -0.9% +1.6% +0.1% +2.7% +1.3% +2.3%
AllOrdsAccum. -7.6% -2.6% +4.2% -0.7% +5.0% +2.2% -0.7%
Dec 10 Jan 11 Feb 11 Mar 11 Apr 11 May 11 Jun 11
InvestmentPortfolio~~*~~ +3.6% +0.7% -0.3% +0.4% +2.5% -1.6% -2.3%
AllOrdsAccum. +3.8% +0.1% +2.2% +0.6% -0.6% -1.9% -2.4%
Jul 11 Aug 11 Sep 11 Oct 11 Nov 11 Dec 11 Jan 12
InvestmentPortfolio~~*~~ +0.0% -1.2% +0.7% +2.1% -0.4% -1.0% +1.0%
AllOrdsAccum. -3.4% -2.0% -6.3% +7.2% -3.4% -1.6% +5.2%
Feb 12 Mar 12 Apr 12 May 12 Jun 12 Jul 12 Aug 12
InvestmentPortfolio~~*~~ +3.5% +1.1% +0.0% -1.6% +1.1% +1.2% +2.0%
AllOrdsAccum. +2.4% +1.2% +1.1% -6.9% +0.3% +3.7% +2.1%
Sep 12 Oct 12 Nov 12 Dec 12 Jan 13 Feb 13 Mar 13
InvestmentPortfolio~~*~~ +1.4% +1.9% +0.7% +2.7% +5.3% +4.6% -0.1%
AllOrdsAccum. +2.1% +3.0% +0.3% +3.4% +5.1% +5.2% -2.2%
Apr 13 Since
Inception
InvestmentPortfolio~~*~~ -0.6% +95.0%
AllOrdsAccum.
+3.8%
+1.5%

~~*~~ The change in the portfolio before all expenses, fees and taxes.

For more information

Please contact Geoff Wilson, Chris Stott or Kate Thorley.

Wilson Asset Management Level 11, 139 Macquarie Street, Sydney NSW 2000 GPO Box 4658 Sydney NSW 2001

Phone 02 9247 6755 Fax 02 9247 6855 [email protected] www.wamfunds.com.au

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au