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WAM ACTIVE LIMITED Net Asset Value 2012

Dec 10, 2012

66032_rns_2012-12-10_7d5eb28b-c599-44fd-beda-496c5783d8ce.pdf

Net Asset Value

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WAM ACTIVE LIMITED (WAA) ABN 49 126 420 719 INVESTMENT UPDATE & NET TANGIBLE ASSETS REPORT NOVEMBER 2012

Company overview

WAM Active Limited (WAA) is a listed investment company that provides investors exposure to an active trading style with the aim of achieving a sound return with a low correlation to traditional markets.

Investment objective

The investment objectives are to deliver investors a growing income stream in the form of fully franked dividends and to preserve capital.

Outperformance against sharemarket

Since inception, the WAA investment portfolio has outperformed the overall sharemarket – its performance against the S&P/ASX All Ordinaries Accumulation Index is set out in the table below. The investment performance is before expenses, fees and taxes.

Performance
as at 30
November 2012
1 Mth
%
6 Mths
%
Fin YTD
%
1 Year
%
2 Yrs
%pa
3 Yrs
%pa
Since
Inception
(Jan-08)
%pa
WAA Investment
Portfolio
S&P/ASX All
Ordinaries
Accumulation Index
Outperformance
+0.7%
+0.3%
+0.4%
+8.7%
+12.0%
-3.3%
+7.5%
+11.7%
-4.2%
+12.0%
+13.1%
-1.1%
+8.1%
+2.8%
+5.3%
+6.6%
+2.9%
+3.7%
+11.9%
-2.7%
+14.6%

Net Tangible Asset (NTA) figures

The following NTA figures are after the payment of a fully franked final dividend of 4.5 cents per share paid on the 19 October 2012. The figures below have not been adjusted for the 13,058,342 remaining options on issue with an exercise price of $1.08 per share.


per share.
NTA before tax 107.04c
NTA after tax and before tax on unrealised gains 108.27c*
NTA after tax 106.21c**
  • Includes tax assets of 1.23 cents per share.

**Includes the net effect of 1.23 cents of tax assets and 2.06 cents of deferred tax liabilities.

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Market outlook

November keeps positive momentum going - just!

The ASX S&P All Ordinaries Accumulation Index finished up 0.27% for November. The market rallied strongly in the second half of the month to recover its early losses and eke out a small gain. This continued its positive momentum in 2012. We have now registered 10 positive months in the last 11. There was also another 0.25% cash rate cut from the RBA just after the month’s end, returning the cash rate to the same level as during the GFC. These low interest rates should help stimulate merger and takeover activity as their cost of capital for funding corporate activity has now fallen significantly. At some point this low interest rate environment should also stimulate the broader economy.

AGM season reflections

The number and breadth of earnings downgrades announced during the AGM season in November was the most notable in memory. This suggests that, even after the recent interest rate cuts, there could be more reductions by the RBA in 2013. Company feedback suggests economic conditions remain tough.

Miners digging for savings

Rio Tinto announced a major cutback in their capital expenditure and exploration budget during the month. This follows similar moves by BHP Billiton and Fortescue Metal Group a few months ago. The brunt of these cuts will be felt by many mining services companies who work with the major miners. Although companies in the sector have experienced big declines in their share prices over the last 6 months, they may have further falls based on these cost reduction programs. As new contracts are negotiated and current contracts come up for renewal, profit margins may be squeezed and revenue could fall as less work is undertaken. As these mining services companies are smaller in size they may provide us with trading opportunities as this new phase of the resources story plays out.

Dividends – 4.5 cents per share fully franked final

On 19 October 2012, the Company paid a fully franked final dividend of 4.5 cents per share. This is a 12.5% increase on the previous year’s final dividend.

The Board is committed to paying an increasing stream of fully franked dividends to shareholders provided the Company has sufficient franking credits and it is within prudent business practices. It must also comply with Government legislation and the ATO’s interpretation of a company’s ability to pay franked dividends. Dividends are paid on a six-monthly basis. Dividend payments will also be made with consideration to cash flow and cash holdings.

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Dividends (continued)

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Option issue – 1 for 1 bonus issue

On 4 May 2012, the Board announced a 1 for 1 bonus issue of options to acquire ordinary shares in the capital of the Company. The options were allotted to shareholders on 25 June 2012. The options have an exercise price of $1.08 per share and can be exercised at any time on or before 12 December 2013. The options are currently trading on the ASX under the code WAAO.

As at 30 November 2012, 3,251,603 options have been exercised for a total consideration of $3,511,731 with a remaining balance of outstanding options being 13,058,342.

Portfolio structure

As at 31 Oct 2012 As at 31 Oct 2012 As at 30 Nov 2012 As at 30 Nov 2012
Investment Type $m
%
$m
%
Australian Equities 15.8 73.3% 14.2 65.9%
Fixed Interest and Cash 5.8 26.7% 7.3 34.1%
Total Long Portfolio 21.6 100.0% 21.5 100.0%
Total Short Portfolio (0.2) (1.0%) (0.0) (0.0%)
Total Fund Size $21.4m $21.5m
No. No.
Total ordinary shares on issue 19,737,085 19,737,085
Total options on issue 13,058,342 13,058,342

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Portfolio structure (continued)

At 30 November 2012 the major securities held in the portfolio were as follows:

Code Company Market Value
$
Market Value as
% Gross Assets
INA Ingenia Communities Group 746,161 3.5%
RHG RHG Limited 676,495 3.1%
CYG CoventryGroupLimited 636,120 3.0%
BKW Brickworks Limited 619,223 2.9%
CRZ Carsales.Com Limited 611,098 2.8%
CCQ Contango Capital Partners Limited 580,254 2.7%
ALS Alesco Corporation Limited 535,048 2.5%
FXJ Fairfax Media Limited 453,184 2.1%
CLO Clough Limited 435,614 2.0%
TLS Telstra Corporation Limited 429,823 2.0%
PRV Premium Investors Limited 421,224 2.0%
SDG Sunland GroupLimited 391,700 1.8%
AGF AMP Capital China Growth Fund 363,645 1.7%
RIC RidleyCorporation Limited 361,663 1.7%
CSR CSR Limited 360,651 1.7%
MYR Myer Holdings Limited 352,625 1.6%
QAN Qantas Airways Limited 349,177 1.6%
IVA Ivanhoe Australia Limited 311,564 1.4%
SHV Select Harvests Limited 308,411 1.4%
CTN Contango Microcap Limited 294,986 1.4%

Portfolio structure – sector allocation

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Positive performance – yearly comparison to S&P/ASX All Ordinaries Accumulation Index

Set out below is the performance of WAA’s investment portfolio since listing to 30 November 2012 on a financial year basis. The performance data is before all expenses, fees and taxes and is used as a guide to how the Company’s investment portfolio has performed against the S&P/ASX All Ordinaries Accumulation Index which is also a before tax and expenses measure.


WAA Investment
Portfolio
S&P/ASX All
Ordinaries
Accumulation Index
Outperformance
+2.2%
+9.6%
+22.7%
+11.5%
+5.5%
+7.5%
-15.2%
-22.2%
+13.8%
+12.2%
-7.0%
+11.7%
+17.4%
+31.8%
+8.9%
-0.7%
+12.5%
-4.2%

Performance - monthly comparison

The table below shows the month by month investment performance of WAA against the S&P/ASX All Ordinaries Accumulation Index.

Jan 08 Feb 08 Mar 08 Apr 08 May 08 Jun 08 Jul 08
Investment Portfolio* +0.3% +1.2% +0.5% +1.6% +2.4% -3.7% -1.1%
All Ords Accum. -11.2% +0.3% -4.1% +4.6% +2.5% -7.3% -5.2%
Aug 08 Sep 08 Oct 08 Nov 08 Dec 08 Jan 09 Feb 09
Investment Portfolio* +0.1% -3.8% -5.3% -5.2% +3.4% -1.9% +0.6%
All Ords Accum. +4.0% -10.6% -13.9% -7.2% -0.1% -4.9% -4.3%
Mar 09 Apr 09 May 09 Jun 09 July 09 Aug 09 Sep 09
Investment Portfolio* +4.5% +7.6% +5.0% +6.2% +9.6% +7.5% +6.2%
All Ords Accum. +8.1% +6.1% +2.2% +3.9% +7.7% +6.5% +6.0%
Oct 09 Nov 09 Dec 09 Jan 10 Feb 10 Mar 10 Apr 10
Investment Portfolio* +2.1% +0.3% +1.0% -3.6% +0.0% +2.9% +0.4%
All Ords Accum. -1.9% +1.9% +3.7% -5.8% +1.8% +5.8% -1.2%
May 10 Jun 10 Jul 10 Aug 10 Sep 10 Oct 10 Nov 10
Investment Portfolio* -4.0% -0.9% +1.6% +0.1% +2.7% +1.3% +2.3%
All Ords Accum. -7.6% -2.6% +4.2% -0.7% +5.0% +2.2% -0.7%
Dec 10 Jan 11 Feb 11 Mar 11 Apr 11 May 11 Jun 11
Investment Portfolio* +3.6% +0.7% -0.3% +0.4% +2.5% -1.6% -2.3%
All Ords Accum. +3.8% +0.1% +2.2% +0.6% -0.6% -1.9% -2.4%
Jul 11 Aug 11 Sep 11 Oct 11 Nov 11 Dec 11 Jan 12
Investment Portfolio* +0.0% -1.2% +0.7% +2.1% -0.4% -1.0% +1.0%
All Ords Accum. -3.4% -2.0% -6.3% +7.2% -3.4% -1.6% +5.2%
Feb 12 Mar 12 Apr 12 May 12 Jun 12 Jul 12 Aug 12
Investment Portfolio* +3.5% +1.1% +0.0% -1.6% +1.1% +1.2% +2.0%
All Ords Accum. +2.4% +1.2% +1.1% -6.9% +0.3% +3.7% +2.1%
Sep 12 Oct 12 Nov 12 Since
Inception
Investment Portfolio* +1.4% +1.9% +0.7% +73.8%
All Ords Accum. +2.1% +3.0% +0.3% -12.5%

*The change in the portfolio before all expenses, fees and taxes.

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

For more information

Please contact Geoff Wilson, Chris Stott or Kate Thorley.

Wilson Asset Management Level 11, 139 Macquarie Street, Sydney NSW 2000 GPO Box 4658 Sydney NSW 2001

Phone 02 9247 6755 Fax 02 9247 6855 [email protected]

www.wamfunds.com.au

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au