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WAM ACTIVE LIMITED Major Shareholding Notification 2021

Jan 21, 2021

66032_rns_2021-01-21_dc602c33-92a3-43ca-8788-8588a1314a5f.pdf

Major Shareholding Notification

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603 Page 1 of 2 15 July 2001

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme

ACN/ARSN

Capitol Health Limited (ASX: CAJ)
ACN 117 391 812

1. Details of substantial holder (1)

Name Wilson Asset Management Group (refer entities listed in Annexure A)

ACN/ARSN (if applicable)

The holder became a substantial holder on 20 / 01 / 2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Ordinary Shares 57,366,943 57,366,943 5.60%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Annexure B

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered asholder(8)
Class and number of securities
Annexure B

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Consideration (9) Class and number of securities
Cash Non-cash
Annexure C

603 Page 2 of 2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
n/a

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Refer Annexure A

Signature

print name
sign here
Martyn McCathie
capacity
Head of Operations
date
22/01/2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annexure A

Wilson Asset Management Group

1. Details of Wilson Asset Management Group

1. Details of Wilson Asset Management Group
Name ACN / ARSN
Wilson Asset Management(International)PtyLimited (ACN 081 047 118)
MAM PtyLimited (ACN 100 276 542)
WAM Capital Limited (ACN 086 587 395)
WAM Research Limited (ACN 100 504 541)
WAM Active Limited (ACN 126 420 719)
Botanical Nominees PtyLimited as trustee of the Wilson Asset Management EquityFund (ACN 081 032 000)
WAM Leaders Limited (ACN 611 053 751)
WAM MicrocapLimited (ACN 617 838 418)
WAM Global Limited (ACN 624 572 925)
WAM Alternative Assets Limited (ACN 168 941 704)

6. Addresses

Name Address
Wilson Asset Management(International)PtyLimited Level 26,1 Farrer Place,Sydney,NSW 2000
MAM PtyLimited Level 26,1 Farrer Place,Sydney,NSW 2000
WAM Capital Limited Level 26,1 Farrer Place,Sydney,NSW 2000
WAM Research Limited Level 26,1 Farrer Place,Sydney,NSW 2000
WAM Active Limited Level 26,1 Farrer Place,Sydney,NSW 2000
Botanical Nominees PtyLimited Level 26,1 Farrer Place,Sydney,NSW 2000
WAM Leaders Limited Level 26,1 Farrer Place,Sydney,NSW 2000
WAM MicrocapLimited Level 26,1 Farrer Place,Sydney,NSW 2000
WAM Global Limited Level 26,1 Farrer Place,Sydney,NSW 2000
WAM Alternative Assets Limited Level 26,1 Farrer Place,Sydney,NSW 2000
HSBC CustodyNominees(Australia)Limited Level 32,580 George Street,SydneyNSW 2000

Signed: _____

Date: 22/01/2021

ANNEXURE B

Holder of Relevant Interest Registered Holder of Securities Nature of relevent interest (7) Person entitled to be
registered as holder (8)
Class and Number of
Securities
Botanical Nominees Pty
Limited as trustee of the
Wilson Asset Management
EquityFund
HSBC Custody Nominees (Australia) Limited Management of portfolio of Botanical
Nominees Pty Limited as trustee of the
Wilson Asset Management Equity Fund
Botanical Nominees Pty
Limited as trustee of the
Wilson Asset Management
EquityFund
1,280,473 ordinary
shares
WAM Active Limited HSBC Custody Nominees (Australia) Limited Management of portfolio of WAM Active
Limited
WAM Active Limited 1,942,874 ordinary
shares
WAM Capital Limited HSBC Custody Nominees (Australia) Limited Management of portfolio of WAM Capital
Limited
WAM Capital Limited 27,812,505 ordinary
shares
WAM Microcap Limited HSBC Custody Nominees (Australia) Limited Management of portfolio of WAM Microcap
Limited
WAM Microcap Limited 26,331,091 ordinary
shares

Signed: _____

Date: 22/01/2021

ANNEXURE C ANNEXURE C ANNEXURE C ANNEXURE C ANNEXURE C ANNEXURE C ANNEXURE C
Date of Change Persons whose relevant interest changed Nature of Change Consideration given in
relation to change (9)
Number of Securities
affected
Class of Securities
affected
Persons votes
affected
09-Oct-20 WAM Capital Limited On Market Purchase (18,821.53) 76,866 Ordinary Shares 76,866
09-Oct-20 WAM Active Limited On Market Purchase (1,363.88) 5,570 Ordinary Shares 5,570
09-Oct-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(862.16) 3,521 Ordinary Shares 3,521
13-Oct-20 WAM Capital Limited On Market Purchase (1,129,483.43) 4,509,820 Ordinary Shares 4,509,820
13-Oct-20 WAM Active Limited On Market Purchase (83,555.80) 333,623 Ordinary Shares 333,623
13-Oct-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(53,362.33) 213,066 Ordinary Shares 213,066
14-Oct-20 WAM Capital Limited On Market Purchase (690,126.64) 2,755,549 Ordinary Shares 2,755,549
14-Oct-20 WAM Active Limited On Market Purchase (51,053.68) 203,848 Ordinary Shares 203,848
14-Oct-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(32,604.81) 130,185 Ordinary Shares 130,185
20-Oct-20 WAM Capital Limited On Market Purchase (153,584.39) 612,989 Ordinary Shares 612,989
20-Oct-20 WAM Active Limited On Market Purchase (11,361.69) 45,347 Ordinary Shares 45,347
20-Oct-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(7,256.18) 28,961 Ordinary Shares 28,961
21-Oct-20 WAM Capital Limited On Market Purchase (31,523.20) 125,816 Ordinary Shares 125,816
21-Oct-20 WAM Active Limited On Market Purchase (2,332.12) 9,308 Ordinary Shares 9,308
21-Oct-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(1,489.27) 5,944 Ordinary Shares 5,944
22-Oct-20 WAM Capital Limited On Market Purchase (60,222.20) 240,360 Ordinary Shares 240,360
22-Oct-20 WAM Active Limited On Market Purchase (4,455.03) 17,781 Ordinary Shares 17,781
22-Oct-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(2,845.25) 11,356 Ordinary Shares 11,356
23-Oct-20 WAM Capital Limited On Market Purchase (577.02) 2,303 Ordinary Shares 2,303
23-Oct-20 WAM Active Limited On Market Purchase (42.60) 170 Ordinary Shares 170
23-Oct-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(27.31) 109 Ordinary Shares 109
26-Oct-20 WAM Capital Limited On Market Purchase (30,057.23) 119,965 Ordinary Shares 119,965
26-Oct-20 WAM Active Limited On Market Purchase (2,223.63) 8,875 Ordinary Shares 8,875
26-Oct-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(1,420.11) 5,668 Ordinary Shares 5,668
28-Oct-20 WAM Capital Limited On Market Purchase (2,845.25) 11,356 Ordinary Shares 11,356
28-Oct-20 WAM Active Limited On Market Purchase (210.46) 840 Ordinary Shares 840
28-Oct-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(134.55) 537 Ordinary Shares 537
05-Nov-20 WAM Capital Limited On Market Purchase (232.55) 919 Ordinary Shares 919
05-Nov-20 WAM Active Limited On Market Purchase (17.20) 68 Ordinary Shares 68
05-Nov-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(10.88) 43 Ordinary Shares 43
09-Nov-20 WAM Capital Limited On Market Purchase (2,038,039.64) 7,678,045 Ordinary Shares 7,678,045
09-Nov-20 WAM Active Limited On Market Purchase (129,541.38) 488,030 Ordinary Shares 488,030
09-Nov-20 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(89,648.00) 337,737 Ordinary Shares 337,737
19-Jan-21 WAM Microcap Limited On Market Purchase (90,180.86) 325,710 Ordinary Shares 325,710
19-Jan-21 WAM Capital Limited On Market Purchase (75,504.85) 272,704 Ordinary Shares 272,704
19-Jan-21 WAM Active Limited On Market Purchase (5,278.34) 19,064 Ordinary Shares 19,064
19-Jan-21 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(3,452.08) 12,468 Ordinary Shares 12,468
20-Jan-21 WAM Capital Limited On Market Purchase (1,428,823.19) 5,094,534 Ordinary Shares 5,094,534
20-Jan-21 WAM Active Limited On Market Purchase (99,497.54) 354,763 Ordinary Shares 354,763
20-Jan-21 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(67,765.79) 241,622 Ordinary Shares 241,622
21-Jan-21 WAM Capital Limited On Market Purchase (188,500.19) 672,106 Ordinary Shares 672,106
21-Jan-21 WAM Active Limited On Market Purchase (13,167.97) 46,951 Ordinary Shares 46,951
21-Jan-21 Botanical Nominees Pty Limited as trustee of the Wilson Asset
Management Equity Fund

On Market Purchase
(8,678.34) 30,943 Ordinary Shares 30,943

Signed: _____

Date: 22/01/2021