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WAM ACTIVE LIMITED Interim / Quarterly Report 2013

Sep 13, 2012

66032_rns_2012-09-13_1516fef6-c6f3-4fc9-82d6-d8b3b2ee1b8f.pdf

Interim / Quarterly Report

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WAM ACTIVE LIMITED (WAA) ABN 49 126 420 719 INVESTMENT UPDATE & NET TANGIBLE ASSETS REPORT AUGUST 2012

Company overview

WAM Active Limited (WAA) is a listed investment company that provides investors exposure to an active trading style with the aim of achieving a sound return with a low correlation to traditional markets.

Investment objective

The investment objectives are to deliver investors a growing income stream in the form of fully franked dividends and to preserve capital in both the short term and long term.

Outperformance against sharemarket

Since inception, the WAA investment portfolio has outperformed the overall sharemarket – its strong performance against the S&P/ASX All Ordinaries Accumulation Index is set out in the table below. The investment performance is before expenses, fees and taxes.

Performance
as at 31 August
2012
1 Mth
%
6 Mths
%
Fin YTD
%
1 Year
%
2 Yrs
%pa
3 Yrs
%pa
Since
Inception
(Jan-08)
%pa
WAA Investment
Portfolio
S&P/ASX All
Ordinaries
Accumulation Index
Outperformance
+2.0%
+2.1%
-0.1%
+3.9%
+1.1%
+2.8%
+3.3%
+5.9%
-2.6%
+10.2%
+4.0%
+6.2%
+9.3%
+3.3%
+6.0%
+8.1%
+3.1%
+5.0%
+11.6%
-3.9%
+15.5%

NTA figures

The following Net Tangible Asset (NTA) figures are before the payment of a fully franked final dividend of 4.5 cents per share payable on the 19 October 2012. The figures below have not been adjusted for the 16,138,981 remaining options on issue with an exercise price of $1.08 per share.


with an exercise price of $1.08 per share.
NTA before tax 108.62c
NTA after tax and before tax on unrealised gains 110.32c*
NTA after tax 108.34c**
  • Includes tax assets of 1.70 cents per share.

**Includes the net effect of 1.70 cents of tax assets and 1.98 cents of deferred tax liabilities.

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Market outlook

The S&P/ASX All Ordinaries Accumulation Index finished up 2.1% for August continuing its good start to the new financial year. Comments from ECB president Mario Draghi that policymakers would do “whatever it takes” to preserve the Eurozone saw markets trade higher.

Reporting season downbeat

Reporting season was generally good with results better than the markets low expectations. However, FY13 earnings expectations by equity analysts were downgraded by 4%. Outlook and guidance statements provided by companies during reporting season were generally downbeat. Companies highlighted the tough operating environment in sectors exposed to mining, housing and the consumer.

Mining slowdown

BHP Billiton announced that its Olympic Dam mine expansion and Outer Harbour developments have been postponed for the time being. Falling commodity prices and prohibitive development costs in Australia were cited as some of the reasons for not progressing. Drilling services provider, Boart Longyear downgraded its FY12 earnings by 20% due to poor future sales visibility. This company is normally a lead indicator for many listed peers exposed to the mining sector. Fortescue Metals has lowered its capital expenditure budget for FY13 and highlighted some asset sales. This was in response to the plummeting iron ore price which was down 24% for the month. All of this suggests a moderating of growth in the resources sector and possible further earnings downgrades for mining services stocks in FY13. Share prices in mining services companies have already moved lower in anticipation of this occurring.

Although we are conservative in our outlook for equity markets in 2013, volatile equity markets can provide profitable opportunities. Thus we continue to research thoroughly and meet with company management teams to identify such opportunities.

Dividends – 4.5 cents per share fully franked final

On 10 August 2012, the Board announced a fully franked FY2012 final dividend of 4.5 cents per share. This was a 12.5% increase on the previous year’s dividend.

Dividend ex date 8 October 2012
Dividend record date 12 October 2012
DRP election date 12 October 2012
Dividend payment date 19 October 2012
Last day for Option holders to exercise options in
order to be eligible for the dividend 5 October 2012

The Board is committed to paying an increasing stream of fully franked dividends to shareholders provided the Company has sufficient franking credits and it is within prudent business practices. It must also comply with Government legislation and the ATO’s interpretation of a company’s ability to pay franked dividends. Dividends are paid on a six-monthly basis. Dividend payments will also be made with consideration to cash flow, cash holdings and available franking credits.

The dividend re-investment plan will operate at a 2.5% discount to the weighted average market price of shares sold on the ASX on the books closing date (12 October 2012) and the three trading days preceding that date.

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Dividends (continued)

To participate in the dividend re-investment plan, please send your election form to our share registrar no later than 12 October 2012. Option holders are required to exercise their options by Friday 5 October to participate in the 4.5 cent final fully franked dividend.

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Option issue – 1 for 1 bonus issue

On 4 May 2012, the Board announced a 1 for 1 bonus issue of options to acquire ordinary shares in the capital of the Company. The options were allotted to shareholders on 25 June 2012. The options have an exercise price of $1.08 per share and can be exercised at any time on or before 12 December 2013. The options are currently trading on the ASX under the code WAAO.

As at 31 August 2012, 170,964 options have been exercised for a total consideration of $184,641 with a remaining balance of outstanding options being 16,138,981.

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Portfolio structure

As at 31 July 2012 As at 31 July 2012 As at 31 Aug 2012 As at 31 Aug 2012
Investment Type $m
%
$m
%
Listed Equities 7.6 42.0% 9.7 52.1%
Fixed Interest and Cash 10.4 58.0% 9.0 47.9%
Total Long Portfolio 18.0 100.0% 18.7 100.0%
Total Short Portfolio (0.2) (1.1%) (0.5) (2.8%)
Total Fund Size $17.8m $18.2m
No. No.
Total ordinary shares on issue 16,318,305 16,480,909
Total options on issue 16,301,585 16,138,981

At 31 Aug 2012 the major securities held in the portfolio were as follows:

Code Company Market
Value
$
Market
Value as %
Gross
Assets
CBAPB CBA Perpetual Exc Resale Listed Sec - PERLS IV 708,600 3.8%
ALS Alesco Corporation Limited 583,229 3.1%
CYG CoventryGroupLimited 580,595 3.1%
CCQ Contango Capital Partners Limited 580,254 3.1%
INA Ingenia Communities Group 555,738 3.0%
SDG Sunland GroupLimited 514,745 2.7%
RHG RHG Limited 472,749 2.5%
CIF Challenger Infrastructure Fund 422,956 2.3%
LWB Little World Beverages Limited 409,500 2.2%
SVW Seven GroupHoldings Limited 406,455 2.2%
GLG Gerard LightingGroupLimited 377,598 2.0%
CRZ Carsales.Com Limited 377,104 2.0%
PRV Premium Investors Limited 374,992 2.0%
CLO Clough Limited 345,501 1.8%
FRI Finbar GroupLimited 312,559 1.7%
SHV Select Harvests Limited 293,688 1.6%
CND Clarius GroupLimited 194,614 1.0%
TGP Trafalgar Corporate Group 187,004 1.0%
GFF Goodman Fielder Limited 173,160 0.9%
NBL Noni B Limited 167,048 0.9%

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Portfolio structure – sector allocation

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Performance – yearly comparison to S&P/ASX All Ordinaries Accumulation Index

Set out below is the performance of WAA’s investment portfolio since listing to 31 August 2012 on a financial year basis. The performance data is before all expenses, fees and taxes and is used as a guide to how the Company’s investment portfolio has performed against the S&P/ASX All Ordinaries Accumulation Index which is also a before tax and expenses measure.

Financial Year
WAA Investment
Portfolio
S&P/ASX All
Ordinaries
Accumulation Index
Outperformance
2007/2008
2008/2009
2009/2010
2010/2011
2011/2012
2012/2013 YTD
+2.2%
+9.6%
+22.7%
+11.5%
+5.5%
+3.3%
-15.2%
-22.2%
+13.8%
+12.2%
-7.0%
+5.9%
+17.4%
+31.8%
+8.9%
-0.7%
+12.5%
-2.6%

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au

Performance - monthly comparison

The table below shows the month by month investment performance of WAA against the S&P/ASX All Ordinaries Accumulation Index.

Jan 08 Feb 08 Mar 08 Apr 08 May 08 Jun 08 Jul 08
Investment Portfolio* +0.3% +1.2% +0.5% +1.6% +2.4% -3.7% -1.1%
All Ords Accum. -11.2% +0.3% -4.1% +4.6% +2.5% -7.3% -5.2%
Aug 08 Sep 08 Oct 08 Nov 08 Dec 08 Jan 09 Feb 09
Investment Portfolio* +0.1% -3.8% -5.3% -5.2% +3.4% -1.9% +0.6%
All Ords Accum. +4.0% -10.6% -13.9% -7.2% -0.1% -4.9% -4.3%
Mar 09 Apr 09 May 09 Jun 09 July 09 Aug 09 Sep 09
Investment Portfolio* +4.5% +7.6% +5.0% +6.2% +9.6% +7.5% +6.2%
All Ords Accum. +8.1% +6.1% +2.2% +3.9% +7.7% +6.5% +6.0%
Oct 09 Nov 09 Dec 09 Jan 10 Feb 10 Mar 10 Apr 10
Investment Portfolio* +2.1% +0.3% +1.0% -3.6% +0.0% +2.9% +0.4%
All Ords Accum. -1.9% +1.9% +3.7% -5.8% +1.8% +5.8% -1.2%
May 10 Jun 10 Jul 10 Aug 10 Sep 10 Oct 10 Nov 10
Investment Portfolio* -4.0% -0.9% +1.6% +0.1% +2.7% +1.3% +2.3%
All Ords Accum. -7.6% -2.6% +4.2% -0.7% +5.0% +2.2% -0.7%
Dec 10 Jan 11 Feb 11 Mar 11 Apr 11 May 11 Jun 11
Investment Portfolio* +3.6% +0.7% -0.3% +0.4% +2.5% -1.6% -2.3%
All Ords Accum. +3.8% +0.1% +2.2% +0.6% -0.6% -1.9% -2.4%
Jul 11 Aug 11 Sep 11 Oct 11 Nov 11 Dec 11 Jan 12
Investment Portfolio* +0.0% -1.2% +0.7% +2.1% -0.4% -1.0% +1.0%
All Ords Accum. -3.4% -2.0% -6.3% +7.2% -3.4% -1.6% +5.2%
Feb 12 Mar 12 Apr 12 May 12 Jun 12 Jul 12 Aug 12
Investment Portfolio* +3.5% +1.1% +0.0% -1.6% +1.1% +1.2% +2.0%
All Ords Accum. +2.4% +1.2% +1.1% -6.9% +0.3% +3.7% +2.1%
Since
Inception
Investment Portfolio* +66.9%
All Ords Accum. -17.0%

*The change in the portfolio before all expenses, fees and taxes.

For more information

Please contact Geoff Wilson, Chris Stott or Kate Thorley.

Wilson Asset Management Level 11, 139 Macquarie Street, Sydney NSW 2000 GPO Box 4658 Sydney NSW 2001

Phone 02 9247 6755 Fax 02 9247 6855 [email protected]

www.wamfunds.com.au

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WAM Active Limited| ABN 49 126 420 719 Phone 02 9247 6755 | Fax 02 9247 6855 | [email protected] | www.wamfunds.com.au