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Walt Disney Co — Director's Dealing 2021
Jul 3, 2021
29787_dirs_2021-07-02_a868d61e-058f-46e2-8ac8-76fce4544cb2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Walt Disney Co (DIS)
CIK: 0001744489
Period of Report: 2021-07-01
Reporting Person: Richardson Paul J (Sr. EVP and Chief HR Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $111.58 | 2027-12-19 | Disney Common Stock (13922.0) | Direct | |
| Restricted Stock Unit | $ | Disney Common Stock (1354.0) | Direct | ||
| Stock Option (Right-to-Buy) | $110.5381 | 2028-12-19 | Disney Common Stock (13235.0) | Direct | |
| Restricted Stock Unit | $ | Disney Common Stock (2615.0) | Direct | ||
| Stock Option (Right-to-Buy) | $148.04 | 2029-12-17 | Disney Common Stock (10728.0) | Direct | |
| Restricted Stock Unit | $ | Disney Common Stock (2964.0) | Direct | ||
| Stock Option (Right-to-Buy) | $173.4 | 2030-12-17 | Disney Common Stock (3538.0) | Direct | |
| Restricted Stock Unit | $ | Disney Common Stock (2651.0) | Direct | ||
| Stock Option (Right-to-Buy) | $198.405 | 2031-03-08 | Disney Common Stock (2843.0) | Direct | |
| Restricted Stock Unit | $ | Disney Common Stock (2317.0) | Direct |
Footnotes
F1: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 10,441 shares. The remaining unvested portion of the option vests in a single installment of 3,481 shares on December 19, 2021.
F2: This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 1354 stock units plus dividend equivalent units on these units on December 19, 2021.
F3: Converts at 1-for-1.
F4: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 6,617 shares. The remaining unvested portion of the option vests as to 3,309 shares on each December 19 of 2021 and 2022.
F5: This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 1307 stock units plus dividend equivalent units on these units on December 19, 2021, and as to 1,308 stock units plus dividend equivalent units on these units on December 19, 2022.
F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 2,682 shares. The remaining unvested portion of the option vests as to 2,682 shares on each December 17 of 2021, 2022, and 2023.
F7: This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 988 stock units plus dividend equivalent units on these units on each December 17 of 2021, 2022, and 2023.
F8: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option vests as to 1,180 shares on December 17, 2021, and as to 1,179 shares on each December 17 of 2022 and 2023.
F9: This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 884 stock units plus dividend equivalent units on these units on December 17, 2021; as to 883 stock units plus dividend equivalent units on these units on December 17, 2022; and as to 884 stock units plus dividend equivalent units on these units on December 17, 2023.
F10: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option vests as to 948 shares on March 8, 2022; as to 947 shares on March 8, 2023; and as to 948 shares on March 8, 2024.
F11: This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 773 stock units plus dividend equivalent units on these units on March 8, 2022, and as to 772 stock units plus dividend equivalent units on these units on each March 8 of 2023 and 2024.