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Walt Disney Co — Director's Dealing 2021
Dec 23, 2021
29787_dirs_2021-12-23_a5f3b8bd-7cfa-48c8-b366-55db674cb547.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walt Disney Co (DIS)
CIK: 0001744489
Period of Report: 2021-12-22
Reporting Person: McCarthy Christine M (SEVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-22 | Disney Common Stock | M | 646 | — | Acquired | 166353 | Direct |
| 2021-12-22 | Disney Common Stock | F | 646 | $151.035 | Disposed | 165707 | Direct |
| 2021-12-22 | Disney Common Stock | M | 211 | — | Acquired | 165918 | Direct |
| 2021-12-22 | Disney Common Stock | F | 211 | $151.035 | Disposed | 165707 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-22 | Restricted Stock Unit | $ | M | 646 | Disposed | Disney Common Stock (646.0) | Direct | |
| 2021-12-22 | Restricted Stock Unit | $ | M | 211 | Disposed | 2023-12-17 | Disney Common Stock (211.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Disney Common Stock | 4163.885 | Indirect |
Footnotes
F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 6,886 stock units on each December 17 of 2022 and 2023.
F2: Restricted stock units convert into common stock at 1-for-1.
F3: The 646 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
F4: Vesting is limited to shares necessary to cover withholding obligations related to future vestings.
F5: The 211 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
F6: Shares held in The Walt Disney Stock Fund as of December 21, 2021. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.