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Walt Disney Co — Director's Dealing 2020
Feb 29, 2020
29787_dirs_2020-02-28_38024457-fe58-4fd3-b5cd-caf2c200eb34.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Walt Disney Co (DIS)
CIK: 0001744489
Period of Report: 2020-02-24
Reporting Person: Chapek Robert A (Chief Executive Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Disney Common Stock | 9537 | Direct |
| Disney Common Stock | 3522.718 | Indirect |
| Disney Common Stock | 91 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $51.29 | 2023-01-16 | Disney Common Stock (60860.0) | Direct | |
| Stock Option (Right-to-Buy) | $72.59 | 2023-12-19 | Disney Common Stock (53233.0) | Direct | |
| Stock Option (Right-to-Buy) | $92.235 | 2024-12-18 | Disney Common Stock (53077.0) | Direct | |
| Stock Option (Right-to-Buy) | $113.23 | 2025-12-17 | Disney Common Stock (39796.0) | Direct | |
| Stock Option (Right-to-Buy) | $105.21 | 2026-12-21 | Disney Common Stock (49621.0) | Direct | |
| Restricted Stock Unit | $ | Disney Common Stock (2302.0) | Direct | ||
| Stock Option (Right-to-Buy) | $111.58 | 2027-12-19 | Disney Common Stock (45691.0) | Direct | |
| Restricted Stock Unit | $ | Disney Common Stock (4249.0) | Direct | ||
| Stock Option (Right-to-Buy) | $110.5381 | 2028-12-19 | Disney Common Stock (75227.0) | Direct | |
| Restricted Stock Unit | $ | Disney Common Stock (10656.0) | Direct | ||
| Stock Option (Right-to-Buy) | $148.04 | 2029-12-17 | Disney Common Stock (63047.0) | Direct | |
| Restricted Stock Unit | $ | Disney Common Stock (11612.0) | Direct |
Footnotes
F1: Shares held in The Walt Disney Stock Fund as of February 24, 2020. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
F2: Option was granted under The Walt Disney Company's Amended and Restated Stock Incentive Plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.
F3: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 37,215 shares. The remaining unvested portion of the option vests in a single installment of 12,406 shares on December 21, 2020.
F4: This restricted stock unit award was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 2,302 stock units plus dividend equivalent units on these units on December 21, 2020.
F5: Converts at 1-for-1.
F6: This option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 22,845 shares. The remaining unvested portion of the option vests as to 11,423 shares on each December 19 of 2020 and 2021. In connection with this stock option award, the reporting person was awarded 8,115.0350 restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which performance criteria are satisfied, and ranges from zero to 12,172.5525 plus related dividends.
F7: This restricted stock unit award was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 2,124 stock units plus dividend equivalent units on these units on December 19, 2020, and as to 2,125 stock units plus dividend equivalent units on these units on December 19, 2021.
F8: This option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 18,806 shares. The remaining unvested portion of the option vests as to 18,807 shares on each December 19 of 2020, 2021 and 2022. In connection with this stock option award, the reporting person was awarded 13,968 restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which performance criteria are satisfied, and ranges from zero to 28,209 plus related dividends.
F9: This restricted stock unit award was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 3,552 stock units plus dividend equivalent units on these units on each December 19 of 2020 through 2022.
F10: This option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option vests as to 15,761 shares on December 17 of 2020 and 15,762 shares on each of December 17, 2021, 2022 and 2023. In connection with this stock option award, the reporting person was awarded 10,689 restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which performance criteria are satisfied, and ranges from zero to 16,033.5 plus related dividends.
F11: This restricted stock unit award was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 2,903 stock units plus dividend equivalent units on these units on each December 17 of 2020 through 2023