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Walmart Inc. — Director's Dealing 2021
Mar 26, 2021
29743_dirs_2021-03-26_2ea7f16e-45bd-4603-a5dc-46b2a6b792c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walmart Inc. (WMT)
CIK: 0000104169
Period of Report: 2021-02-25
Reporting Person: WALTON ALICE L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-25 | Common Stock | G | 5000000 | — | Disposed | 16748580 | Direct |
| 2021-03-03 | Common Stock | G | 2500000 | — | Disposed | 14248580 | Direct |
| 2021-03-18 | Common Stock | G | 5000000 | — | Disposed | 9248580 | Direct |
| 2021-03-25 | Common Stock | G | 2500000 | — | Disposed | 6748580 | Direct |
| 2021-03-25 | Common Stock | J | 500000 | — | Disposed | 354675368 | Indirect |
| 2021-03-25 | Common Stock | J | 500000 | — | Acquired | 7248580 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000891131 | Indirect |
Footnotes
F1: On February 25, 2021, the reporting person made a charitable gift of 5,000,000 shares of Common Stock.
F2: On March 3, 2021, the reporting person made a charitable gift of 2,500,000 shares of Common Stock.
F3: On March 18, 2021, the reporting person made a charitable gift of 5,000,000 shares of Common Stock.
F4: On March 25, 2021, the reporting person made a charitable gift of 2,500,000 shares of Common Stock.
F5: The transaction is a distribution of 500,000 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to the reporting person.
F6: The reporting person is a trustee of the Trust, the entity that holds 354,675,368 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein.
F7: The transaction is the receipt of 500,000 shares of Common Stock, for no consideration, in a distribution from the Trust.
F8: The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,000,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein.