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Walmart Inc. — Director's Dealing 2021
Dec 4, 2021
29743_dirs_2021-12-03_9a9f30d7-17ae-4653-862f-b65ad330aa88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walmart Inc. (WMT)
CIK: 0000104169
Period of Report: 2021-12-02
Reporting Person: WALTON S ROBSON (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-02 | Common Stock | G | 554000 | — | Disposed | 3217471.1475 | Direct |
| 2021-12-02 | Common Stock | S | 84603 | $136.1325 | Disposed | 299683509 | Indirect |
| 2021-12-02 | Common Stock | S | 85771 | $137.0773 | Disposed | 299597738 | Indirect |
| 2021-12-02 | Common Stock | S | 122852 | $138.0396 | Disposed | 299474886 | Indirect |
| 2021-12-03 | Common Stock | S | 24842 | $135.9739 | Disposed | 299450044 | Indirect |
| 2021-12-03 | Common Stock | S | 207724 | $137.0541 | Disposed | 299242320 | Indirect |
| 2021-12-03 | Common Stock | S | 259595 | $137.512 | Disposed | 298982725 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000891131 | Indirect |
Footnotes
F1: On December 2, 2021, the reporting person made a charitable gift of 554,000 shares of Common Stock.
F2: This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $135.54 to $136.53, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This sale from the Trust was executed in multiple trades at prices ranging from $136.54 to $137.53, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: This sale from the Trust was executed in multiple trades at prices ranging from $137.54 to $138.44, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This sale from the Trust was executed in multiple trades at prices ranging from $135.31 to $136.30, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This sale from the Trust was executed in multiple trades at prices ranging from $136.31 to $137.305, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7: This sale from the Trust was executed in multiple trades at prices ranging from $137.31 to $137.87, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8: The reporting person is a trustee of the Trust, the entity that owns 298,982,725 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein.
F9: The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,000,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.