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Walmart Inc. — Director's Dealing 2020
Sep 30, 2020
29743_dirs_2020-09-29_31c24e09-30e7-44d3-a590-675b3fd7c248.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walmart Inc. (WMT)
CIK: 0000104169
Period of Report: 2020-09-28
Reporting Person: WALTON ALICE L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-28 | Common Stock | G | 1525000 | — | Disposed | 11323580 | Direct |
| 2020-09-29 | Common Stock | S | 606875 | $137.0491 | Disposed | 388797678 | Indirect |
| 2020-09-29 | Common Stock | S | 145210 | $137.8084 | Disposed | 388652468 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000891131 | Indirect |
Footnotes
F1: On September 28, 2020, the reporting person made a charitable gift of 1,525,000 shares of Common Stock.
F2: This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $136.40 to $137.395, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This sale from the Trust was executed in multiple trades at prices ranging from $137.40 to $138.13, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: The reporting person is a trustee of the Trust, the entity that holds 388,652,468 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein.
F5: The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,000,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein.