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Walmart Inc. — Director's Dealing 2017
May 25, 2017
29743_dirs_2017-05-24_6bfd86f6-2ad0-4b7d-aa6e-1f9223dd2811.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WAL MART STORES INC (WMT)
CIK: 0000104169
Period of Report: 2017-05-22
Reporting Person: WALTON JIM C (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-22 | Common Stock | S | 1321340 | $78.6133 | Disposed | 129884638 | Indirect |
| 2017-05-23 | Common Stock | S | 1254984 | $78.6936 | Disposed | 128629654 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10507224 | Direct |
| Common Stock | 1415891131 | Indirect |
Footnotes
F1: This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $78.295 to $78.965, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2: This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $78.44 to $78.96, inclusive. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: The reporting person is a trustee of the Walton Family Holdings Trust, the entity that owns 128,629,654 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such Trust except to the extent of his pecuniary interest therein.
F4: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock.
F5: The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.