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Walmart Inc. — Director's Dealing 2012
Nov 22, 2012
29743_dirs_2012-11-21_d1234903-c90a-48ed-90b8-5d8fef90ba62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WAL MART STORES INC (WMT)
CIK: 0000104169
Period of Report: 2012-11-19
Reporting Person: McMillon C Douglas (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-19 | Common Stock | M | 17835 | $47.80 | Acquired | 561392.57 | Direct |
| 2012-11-19 | Common Stock | M | 17834 | $48.06 | Acquired | 579226.57 | Direct |
| 2012-11-19 | Common Stock | M | 18280 | $52.40 | Acquired | 597506.57 | Direct |
| 2012-11-19 | Common Stock | M | 15416 | $53.01 | Acquired | 612922.57 | Direct |
| 2012-11-19 | Common Stock | M | 50000 | $48.70 | Acquired | 662922.57 | Direct |
| 2012-11-19 | Common Stock | M | 50000 | $45.69 | Acquired | 712922.57 | Direct |
| 2012-11-19 | Common Stock | F | 140811 | $69.02 | Disposed | 572111.57 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-19 | Stock Option | $47.80 | M | 17835 | Disposed | 2013-01-30 | Common Stock (17835) | Direct |
| 2012-11-19 | Stock Options | $48.06 | M | 17834 | Disposed | 2013-01-30 | Common Stock (17834) | Direct |
| 2012-11-19 | Stock Option | $52.40 | M | 18280 | Disposed | 2014-01-08 | Common Stock (18280) | Direct |
| 2012-11-19 | Stock Option | $53.01 | M | 15416 | Disposed | 2015-01-20 | Common Stock (15416) | Direct |
| 2012-11-19 | Stock Option | $48.70 | M | 50000 | Disposed | 2015-08-11 | Common Stock (50000) | Direct |
| 2012-11-19 | Stock Option | $45.69 | M | 50000 | Disposed | 2016-01-04 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1475.3694 | Indirect |
| Common Stock | 5194 | Indirect |
Footnotes
F1: These shares were acquired by the Reporting Person upon the exercise of stock options as reported on the preceding six lines of this Form 4 but were withheld by the Issuer in satisfaction of the Reporting Person's obligation to pay the exercise price of the options and related tax withholding obligations. The Reporting Person retained ownership of the remaining shares issued upon the exercise of the options.
F2: The options became exercisable in five equal annual installments beginning on January 31, 2004.
F3: The options became exercisable in five equal annual installments beginning on January 31, 2004.
F4: The options became exercisable in five equal annual installments beginning on January 9, 2005.
F5: The options became exercisable in five equal annual installments beginning on January 21, 2006.
F6: The options became exercisable in five equal annual installments beginning on August 11, 2006.
F7: The options became exercisable in five equal annual installments beginning on January 5, 2007.