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Walmart Inc. — Director's Dealing 2012
Nov 22, 2012
29743_dirs_2012-11-21_fcacfdfa-e16b-433a-8535-b6e9c0349a35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WAL MART STORES INC (WMT)
CIK: 0000104169
Period of Report: 2012-11-19
Reporting Person: Whaley Steven P (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-19 | Common Stock | M | 527 | $45.15 | Acquired | 25657 | Direct |
| 2012-11-19 | Common Stock | M | 1668 | $47.96 | Acquired | 27325 | Direct |
| 2012-11-19 | Common Stock | F | 225 | $67.98 | Disposed | 27100 | Direct |
| 2012-11-19 | Common Stock | S | 4891 | $68.30 | Disposed | 22209 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-19 | Stock Options | $45.15 | M | 527 | Disposed | 2016-02-28 | Common Stock (527) | Direct |
| 2012-11-19 | Stock Options | $47.96 | M | 1668 | Disposed | 2017-01-21 | Common Stock (1668) | Direct |
Footnotes
F1: Includes shares that were withheld to pay taxes upon the exericse of stock options.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.95 to $68.54, inclusive. The reporting person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: These options are exercisable in five equal annual installments beginning on March 1, 2007.
F4: These options are exercisable in five equal annual installments beginning on January 22, 2008.