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Walmart Inc. — Director's Dealing 2012
Nov 22, 2012
29743_dirs_2012-11-21_b29cf9a1-8abf-42de-9793-5e15c18fc345.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WAL MART STORES INC (WMT)
CIK: 0000104169
Period of Report: 2012-11-19
Reporting Person: Simon William S (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-19 | Common Stock | M | 12674 | $45.64 | Acquired | 247306 | Direct |
| 2012-11-19 | Common Stock | M | 16759 | $47.26 | Acquired | 264065 | Direct |
| 2012-11-19 | Common Stock | F | 24019 | $69.02 | Disposed | 240046 | Direct |
| 2012-11-19 | Common Stock | S | 21632 | $68.71 | Disposed | 218414 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-19 | Stock Options | $45.64 | M | 12674 | Disposed | 2016-04-25 | Common Stock (12674) | Direct |
| 2012-11-19 | Stock Options | $47.26 | M | 16759 | Disposed | 2017-03-11 | Common Stock (16759) | Direct |
Footnotes
F1: These shares were acquired by the Reporting Person upon exercise of stock options as reported on the preceding two lines of this Form 4 but were withheld by the Issuer in satisfaction of the Reporting Person's obligation to pay the exercise price of the option and related tax withholding obligations. The Reporting Person retained ownership of the remaining shares issued upon the exercise of the options.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.70 to $68.72, inclusive. The Reporting Person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: These options are exercisable in five equal installments beginning on April 27, 2007.
F4: These options are exercisable in five equal installments beginning on March 12, 2008.