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Walmart Inc. — Director's Dealing 2012
Dec 4, 2012
29743_dirs_2012-12-04_8daa5d84-7713-43f3-b3d0-6a3c939b5c90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WAL MART STORES INC (WMT)
CIK: 0000104169
Period of Report: 2012-11-30
Reporting Person: HOLLEY CHARLES M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Common Stock | M | 18707 | $52.12 | Acquired | 196087.386 | Direct |
| 2012-11-30 | Common Stock | M | 13603 | $53.35 | Acquired | 209690.386 | Direct |
| 2012-11-30 | Common Stock | M | 23043 | $47.26 | Acquired | 232733.386 | Direct |
| 2012-11-30 | Common Stock | M | 16415 | $45.69 | Acquired | 249148.386 | Direct |
| 2012-11-30 | Common Stock | F | 58979 | $72.02 | Disposed | 190169.386 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | Stock Option | $52.12 | M | 18707 | Disposed | 2014-01-04 | Common Stock (18707) | Direct |
| 2012-11-30 | Stock Option | $53.35 | M | 13603 | Disposed | 2015-01-02 | Common Stock (13603) | Direct |
| 2012-11-30 | Stock Option | $47.26 | M | 23043 | Disposed | 2017-03-11 | Common Stock (23043) | Direct |
| 2012-11-30 | Stock Option | $45.69 | M | 16415 | Disposed | 2016-01-04 | Common Stock (16415) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1350.11 | Indirect |
Footnotes
F1: These shares were acquired by the Reporting Person upon the exercise of stock options as reported on the preceding four lines of this Form 4 but were withheld by the Issuer in satisfaction of the Reporting Person's obligation to pay the exercise price of the options and related tax withholding obligations. The Reporting Person retained ownership of the remaining shares issued upon the exercise of the options.
F2: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
F3: Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
F4: These options became exercisable in five equal annual installments beginning January 5, 2005.
F5: These options became exercisable in five equal annual installments beginning January 3, 2006.
F6: These options became exercisable in five equal annual installments beginning March 12, 2008.
F7: These options became exercisable in five equal annual installments beginning January 5, 2007.