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Walmart Inc. — Director's Dealing 2011
Dec 20, 2011
29743_dirs_2011-12-19_d080678d-4e27-4576-a60e-4d0fdd6c0f2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WAL MART STORES INC (WMT)
CIK: 0000104169
Period of Report: 2011-12-15
Reporting Person: Ford Rollin L. (EVP and CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-15 | Common Stock | M | 21927 | $45.15 | Acquired | 125061.059 | Direct |
| 2011-12-15 | Common Stock | S | 21927 | $58.2053 | Disposed | 103134.059 | Direct |
| 2011-12-15 | Common Stock | M | 16758 | $47.26 | Acquired | 119892.059 | Direct |
| 2011-12-15 | Common Stock | S | 16758 | $58.2034 | Disposed | 103134.059 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-15 | Stock Options | $45.15 | M | 21927 | Disposed | 2016-02-28 | Common Stock (21927) | Indirect |
| 2011-12-15 | Stock Options | $47.26 | M | 16758 | Disposed | 2017-03-11 | Common Stock (16758) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2447.3825 | Indirect |
| Common Stock | 8415 | Indirect |
| Common Stock | 13766.516 | Indirect |
| Common Stock | 140 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.204 to $58.2063, inclusive. The reporting person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.20 to $58.2057, inclusive. The reporting person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
F4: These options were exercisable in five equal installments beginning on March 1, 2007.
F5: These options were exercisable in five equal installments beginning on March 12, 2008.