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Walker & Dunlop, Inc. — Director's Dealing 2021
Jan 5, 2021
31425_dirs_2021-01-05_97e84e92-f5d0-4aa4-bbe0-f09a78a04790.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2021-01-04
Reporting Person: Smith Howard W III (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-30 | Common Stock | G | 82000 | — | Disposed | 96871.37 | Direct |
| 2021-01-04 | Common Stock | M | 15000 | $18.03 | Acquired | 111871.37 | Direct |
| 2021-01-04 | Common Stock | S | 8458 | $92.009 | Disposed | 103413.37 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Stock Option (right to buy) | $18.03 | M | 15000 | Disposed | 2023-04-01 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 312321 | Indirect |
| Common Stock | 4764 | Indirect |
| Common Stock | 4764 | Indirect |
| Common Stock | 4560 | Indirect |
| Common Stock | 4764 | Indirect |
| Common Stock | 4422 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.
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