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Walker & Dunlop, Inc. — Director's Dealing 2021
Apr 2, 2021
31425_dirs_2021-04-02_5b0e1840-f3b8-4834-9872-299f2541ad5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2021-03-31
Reporting Person: Walker William M (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-31 | Common Stock | J | 1510244 | — | Disposed | 1510244 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27235 | Direct |
| Common Stock | 3955 | Indirect |
| Common Stock | 3955 | Indirect |
| Common Stock | 3955 | Indirect |
Footnotes
F1: Reflects the transfer of LLC interests in Walker Family Holdings, LLC to two trusts for the benefit of the Reporting Person's family members in an estate planning transaction. As consideration for the transfer, the trusts issued promissory notes to the Reporting Person and the Reporting Person's spouse. The promissory notes had an aggregate initial estimated principal amount equal to $57,380,752. The Reporting Person is the sole managing member of Walker Family Holdings, LLC and, following the transaction reported herein, continues to exercise voting and dispositive power over the shares of Common Stock held by Walker Family Holdings, LLC. No shares of the Issuer's Common Stock were sold or transferred as a result of this transaction.
F2: Reflects the transfer of Common Stock from Mr. Walker to Walker Family Holdings, LLC for no consideration. The previous Form 4 filed by the Reporting Person overstated the number of shares beneficially owned by the Reporting Person by 13,757 shares of Common Stock. The amount reported herein has been corrected.