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Walker & Dunlop, Inc. — Director's Dealing 2020
May 18, 2020
31425_dirs_2020-05-18_b9907df4-4283-4ef5-a89a-c419f8f2328e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2020-05-14
Reporting Person: Pryor Paula A. (EVP & Chief HR Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8673.325 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Stock Units | $ | Common Stock (3089) | Direct | ||
| Deferred Stock Units | $ | Common Stock (988) | Direct | ||
| Deferred Stock Units | $ | Common Stock (1892) | Direct | ||
| Deferred Stock Units | $ | Common Stock (1308) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1544) | Direct | ||
| Restricted Stock Units | $ | Common Stock (946) | Direct | ||
| Restricted Stock Units | $ | Common Stock (494) | Direct | ||
| Restricted Stock Units | $ | Common Stock (654) | Direct | ||
| Dividend Equivalent Rights | $ | Common Stock (129.375) | Direct |
Footnotes
F1: Includes 7,690 shares of restricted stock, which vest in annual installments in accordance with the terms of the applicable award.
F2: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.
F3: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.
F4: The restricted stock units will be settled in shares of the Issuer's common stock on January 31, 2021, subject to vesting acceleration pursuant to the Plan.
F5: The restricted stock units will be settled in shares of the Issuer's common stock on March 15, 2022, subject to vesting acceleration pursuant to the Plan.
F6: The restricted stock units will be settled in shares of the Issuer's common stock on January 31, 2023, subject to vesting acceleration pursuant to the Plan.
F7: The restricted stock units will be settled in shares of the Issuer's common stock on March 15, 2023, subject to vesting acceleration pursuant to the Plan.
F8: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.
F9: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.