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Walker & Dunlop, Inc. — Director's Dealing 2018
Mar 6, 2018
31425_dirs_2018-03-06_506bb4d7-9efb-4665-bc48-ac6b360420e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2018-03-05
Reporting Person: Lucas Richard M (EVP & Gen Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-05 | Common Stock | M | 12954 | $13.05 | Acquired | 146679 | Direct |
| 2018-03-05 | Common Stock | S | 22954 | $49.6315 | Disposed | 123725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-05 | Stock Option | $13.05 | M | 12954 | Disposed | 2022-04-30 | Common Stock (12954) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.00. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.