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Walker & Dunlop, Inc. — Director's Dealing 2018
Aug 31, 2018
31425_dirs_2018-08-31_1030b32b-34b0-485d-b18c-e385ec126880.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2018-08-29
Reporting Person: Warner Richard C (EVP & Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-29 | Common Stock | M | 4250 | $12.52 | Acquired | 63395 | Direct |
| 2018-08-29 | Common Stock | M | 6479 | $13.05 | Acquired | 69874 | Direct |
| 2018-08-29 | Common Stock | M | 8158 | $18.03 | Acquired | 78032 | Direct |
| 2018-08-29 | Common Stock | S | 18034 | $53.9189 | Disposed | 59998 | Direct |
| 2018-08-29 | Common Stock | S | 4603 | $54.5638 | Disposed | 55395 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-29 | Stock Options (right to buy) | $12.52 | M | 4250 | Disposed | 2021-03-24 | Common Stock (4250) | Direct |
| 2018-08-29 | Stock Options (right to buy) | $13.05 | M | 6479 | Disposed | 2022-04-30 | Common Stock (6479) | Direct |
| 2018-08-29 | Stock Options (right to buy) | $18.03 | M | 8158 | Disposed | 2023-04-01 | Common Stock (8158) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5886 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.23 to $54.23. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.24 to $54.86. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.