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Walker & Dunlop, Inc. — Director's Dealing 2015
Feb 18, 2015
31425_dirs_2015-02-18_faf6cbd3-282a-41cc-95c3-7b35a39329ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2015-02-15
Reporting Person: Warner Richard C (EVP & Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-15 | Common Stock | A | 17943 | — | Acquired | 76818 | Direct |
| 2015-02-15 | Common Stock | A | 13457 | — | Acquired | 47124 | Indirect |
| 2015-02-15 | Common Stock | F | 1420 | $16.72 | Disposed | 75398 | Direct |
| 2015-02-15 | Common Stock | F | 1597 | $16.72 | Disposed | 45527 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-15 | Stock Options (right to buy) | $16.72 | A | 16949 | Acquired | 2025-02-15 | Common Stock (16949) | Direct |
Footnotes
F1: Walker & Dunlop, Inc. (the "Company") granted these shares of restricted common stock to the reporting person, vesting ratably in three annual installments, approximately 1/3 on each anniversary date of grant over the next three years, under the Company's 2010 Equity Incentive Plan, as amended.
F2: The Company granted these shares of restricted common stock to the reporting person's spouse, an employee of the Company, vesting ratably in three annual installments, approximately 1/3 on each anniversary date of grant over the next three years, under the Company's 2010 Equity Incentive Plan, as amended.
F3: Represents shares of common stock withheld pursuant to the Walker & Dunlop, Inc. 2010 Equity Incentive Plan, as amended to satisfy Mr. Warner's tax obligation upon the vesting of restricted stock on February 15, 2015.
F4: Represents shares of common stock withheld pursuant to the Walker & Dunlop, Inc. 2010 Equity Incentive Plan, as amended to satisfy Mrs. Warner's tax obligation upon the vesting of restricted stock on February 15, 2015.
F5: The stock options were granted pursuant to the 2010 Equity Incentive Plan, as amended. The stock options vest ratably in three annual installments, approximately 1/3 on each anniversary date of grant over the next three years.