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Walker & Dunlop, Inc. — Director's Dealing 2015
Dec 19, 2015
31425_dirs_2015-12-18_ed8b262b-6dad-46fb-8cda-cccbd4961b00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2015-12-17
Reporting Person: Walker William M (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-17 | Common Stock | M | 40000 | $12.52 | Acquired | 1583320 | Direct |
| 2015-12-17 | Common Stock | M | 9258 | $13.05 | Acquired | 1592578 | Direct |
| 2015-12-17 | Common Stock | S | 49258 | $28.3783 | Disposed | 1543320 | Direct |
| 2015-12-18 | Common Stock | M | 59827 | $13.05 | Acquired | 1603147 | Direct |
| 2015-12-18 | Common Stock | S | 59827 | $28.2595 | Disposed | 1543320 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-17 | Stock Option | $12.52 | M | 40000 | Disposed | 2021-03-24 | Common Stock (40000) | Direct |
| 2015-12-17 | Stock Option | $13.05 | M | 9258 | Disposed | 2022-04-30 | Common Stock (9258) | Direct |
| 2015-12-18 | Stock Option | $13.05 | M | 59827 | Disposed | 2022-04-30 | Common Stock (59827) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1675 | Indirect |
| Common Stock | 1675 | Indirect |
| Common Stock | 1675 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.07 to $28.90. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.45. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.