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Walker & Dunlop, Inc. — Director's Dealing 2013
Jan 31, 2013
31425_dirs_2013-01-31_6d2cab21-5d6e-4426-b08c-1280f6198563.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2013-01-29
Reporting Person: CREDIT SUISSE AG/ (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-29 | Common Stock | S | 47087 | $21.0415 | Disposed | 4099792 | Indirect |
Footnotes
F1: Column Guaranteed LLC ("Column") sold shares of common stock of the Issuer pursuant to a plan intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, previously entered into on December 6, 2012. Column is an indirect subsidiary of the Reporting Person (see note (1) on Exhibit 99.1).
F2: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sale prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F3: Sale prices range from $20.98 to $21.35 per share, inclusive.
F4: Represents shares directly held by Column and indirectly beneficially owned by Reporting Person (see note (1) on Exhibit 99.1).